Overview
Assets Under Management: $202 million
Headquarters: WESTLAKE VILLAGE, CA
High-Net-Worth Clients: 48
Average Client Assets: $3 million
Frequently Asked Questions
WINTERS FINANCIAL GROUP, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #309549), WINTERS FINANCIAL GROUP, INC. is subject to fiduciary duty under federal law.
WINTERS FINANCIAL GROUP, INC. is headquartered in WESTLAKE VILLAGE, CA.
WINTERS FINANCIAL GROUP, INC. serves 48 high-net-worth clients according to their SEC filing dated December 16, 2025. View client details ↓
According to their SEC Form ADV, WINTERS FINANCIAL GROUP, INC. offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
WINTERS FINANCIAL GROUP, INC. manages $202 million in client assets according to their SEC filing dated December 16, 2025.
According to their SEC Form ADV, WINTERS FINANCIAL GROUP, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 48
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 62.19
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 250
Non-Discretionary Accounts: 250
Regulatory Filings
CRD Number: 309549
Filing ID: 2034102
Last Filing Date: 2025-12-16 12:32:55
Website: 2