Overview

Assets Under Management: $176 million
Headquarters: CINCINNATI, OH

Frequently Asked Questions

W&S BROKERAGE SERVICES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #8099), W&S BROKERAGE SERVICES, INC. is subject to fiduciary duty under federal law.

W&S BROKERAGE SERVICES, INC. is headquartered in CINCINNATI, OH.

According to their SEC Form ADV, W&S BROKERAGE SERVICES, INC. offers portfolio management for individuals and selection of other advisors. View all service details ↓

W&S BROKERAGE SERVICES, INC. manages $176 million in client assets according to their SEC filing dated May 16, 2025.

According to their SEC Form ADV, W&S BROKERAGE SERVICES, INC. serves high-net-worth individuals. View client details ↓

Services Offered

Services: Portfolio Management for Individuals, Investment Advisor Selection

Clients


Total Client Accounts: 655
Discretionary Accounts: 655

Regulatory Filings

CRD Number: 8099
Filing ID: 1990180
Last Filing Date: 2025-05-16 11:04:00
Website: https://wsfinancialgroup.com