Overview

Assets Under Management: $243 million
Headquarters: WESTLAKE VILLAGE, CA
High-Net-Worth Clients: 46
Average Client Assets: $2.4 million

Frequently Asked Questions

ZEPHYR WEALTH MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #166303), ZEPHYR WEALTH MANAGEMENT is subject to fiduciary duty under federal law.

ZEPHYR WEALTH MANAGEMENT is headquartered in WESTLAKE VILLAGE, CA.

ZEPHYR WEALTH MANAGEMENT serves 46 high-net-worth clients according to their SEC filing dated March 31, 2026. View client details ↓

According to their SEC Form ADV, ZEPHYR WEALTH MANAGEMENT offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓

ZEPHYR WEALTH MANAGEMENT manages $243 million in client assets according to their SEC filing dated March 31, 2026.

According to their SEC Form ADV, ZEPHYR WEALTH MANAGEMENT serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection

Clients

Number of High-Net-Worth Clients: 46
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 44.87%
Average Client Assets: $2.4 million
Total Client Accounts: 687
Discretionary Accounts: 481
Non-Discretionary Accounts: 206

Regulatory Filings

CRD Number: 166303
Filing ID: 2066287
Last Filing Date: 2026-03-31 11:41:50