Formed in 2011 and led by Helen Stephens, Aspen Wealth Management builds portfolios primarily from mutual funds and ETFs using six allocations ranging from conservative to aggressive. Its wealth-management program includes financial planning and brokerage services, and the firm pays selected sub-advisers from its own advisory fee. Aspen generally follows a buy-and-hold approach with periodic rebalancing. Tax preparation is available for an additional fee, while standalone financial planning is a separate engagement.
Overview
- Headquarters
- Fort Worth, TX
- Total Firm Assets
- $658 million
- Average High-Net-Worth Client Portfolio Size
- $3.0 million
Fee Disclosure
Source: 2A BROCHURE (2026-02-12)
· View brochure text
Latest filing: WRAP BROCHURE (2026-02-12)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $1,000,000 | 1.25% |
| $1,000,001 | $2,000,000 | 1.00% |
| $2,000,001 | $4,000,000 | 0.85% |
| $4,000,001 | $7,000,000 | 0.75% |
| $7,000,001 | $10,000,000 | 0.60% |
| $10,000,001 | and above | 0.50% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $12,500 | 1.25% |
| $5 million | $47,000 | 0.94% |
| $10 million | $80,000 | 0.80% |
| $50 million | $280,000 | 0.56% |
| $100 million | $530,000 | 0.53% |
Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in Texas for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 86.43%
- Number of High-Net-Worth Clients
- 188
- Total Client Accounts
- 1,121
- Discretionary Accounts
- 1,063
- Non-Discretionary Accounts
- 58
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Regulatory Filings
- SEC CRD Number
- 159594
- 2A BROCHURE (2026-02-12) (fee schedule source) · View brochure text
- WRAP BROCHURE (2026-02-12) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗