Broadlake Financial Management Fees & Minimum

Overview

Headquarters: South Burlington, VT
Total Firm Assets: $410 million
Average High-Net-Worth Client Portfolio Size: $3.1 million
Stated Minimum Account Size: $50,000

Fee Disclosure

Source: BROADLAKE FINANCIAL MANAGEMENT FIRM DISCLOSURE BROCHURE (2025-03-24) · View brochure text
Latest filing: BROADLAKE FINANCIAL MANAGEMENT FIRM DISCLOSURE BROCHURE (2026-03-31) · View brochure text

Min	Max	Disclosed Annual Rate
$0	$500,000	1.00%
$500,001	$1,000,000	0.90%
$1,000,001	$1,500,000	0.80%
$1,500,001	$2,000,000	0.75%
$2,000,001	$3,000,000	0.70%
$3,000,001	and above	Negotiable

Estimated Annual Advisory Fees

Portfolio Value	Estimated Annual Fee	Effective Fee Rate
$1 million	$9,500	0.95%
$5 million	Negotiable	Negotiable
$10 million	Negotiable	Negotiable
$50 million	Negotiable	Negotiable
$100 million	Negotiable	Negotiable

Actual fees may vary; other investment costs may apply.

Clients

High-Net-Worth Share of Firm Assets: 70.92%
Number of High-Net-Worth Clients: 95
Total Client Accounts: 1,166
Discretionary Accounts: 1,166

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting

Regulatory Filings

SEC CRD Number: 105057

BROADLAKE FINANCIAL MANAGEMENT FIRM DISCLOSURE BROCHURE (2026-03-31) · View brochure text
BROADLAKE FINANCIAL MANAGEMENT FIRM DISCLOSURE BROCHURE (2025-03-24) (fee schedule source) · View brochure text

View firm on SEC ↗ · Current Form ADV (PDF) ↗

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