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FORM ADV, PART 2B - KWM - DECEMBER 31, 2025
Kanen Wealth Management LLC (CRD 282746), brochure dated May 22, 2026. Text extracted from the firm's SEC Form ADV Part 2 brochure.
View firm on SEC ↗ · Current Form ADV (PDF) ↗
Kanen Wealth Management LLC
This Brochure supplement provides information about Investment Advisor Representative, David L. Kanen, CRD
No. 1807794 that supplements the firm brochure of Kanen Wealth Management LLC, CRD No. 282746. You should
have received a copy of that brochure. Please contact David L. Kanen (see contact information below), if you did
not receive the Kanen Wealth Management Brochure or if you have any questions about the contents of this
supplement.
Additional information about Investment Advisor Representative, David L. Kanen, CRD No. 1807794 can be found
on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov. This website can be searched by
using the investment advisor representative’s CRD number (shown above).
BROCHURE SUPPLEMENT
(Form ADV Part 2B)
for
David L. Kanen
Chief Compliance Officer
Kanen Wealth Management LLC
6810 Lyons Technology Cir., Suite 160
Coconut Creek, Florida 33073
Phone: (631) 863-3100
Fax: (631) 863-3103
Web: kanenadvisory.com
Email: dkanen@kanenadvisory.com
May 22, 2026
Kanen Wealth Management LLC
BROCHURE SUPPLEMENT for David L. Kanen CRD No. 1807794
EDUCATIONAL BACKGROUND & BUSINESS EXPERIENCE (Item 2)
Kanen Wealth Management Requirements for Representative Employment
We require that employees who provide advice on behalf of the firm have at least a 4-year college degree
and 2 years of relevant work experience in the securities industry. Prospective employees must also have
passed the appropriate state advisory exam(s).
Investment Advisor Representative’s Information
David L. Kanen
Year of Birth: 1965
David L. Kanen formed Kanen Wealth Management to provide optimal wealth management services to
clients. Mr. Kanen’s financial background consists of over 28 years within the financial services industry,
where he specialized in portfolio management for retail, institutional, and corporate clients. He has
extensive experience constructing and managing large-scale, cross-functional financial portfolios across
diverse business segments.
Educational Background
Bachelor of Science, Jacksonville University, Jacksonville, Florida | 1988
Business Experience
2016 to Present
Founder, Member, Investment Advisor Representative
& Chief Compliance Officer
Kanen Wealth Management LLC
Coconut Creek, Florida
2012 - 2016
Registered Representative
& Financial Advisor
Aegis Capital Corp,
Boca Raton, Florida
2011 – 2012
Financial Advisor
WFG Investments
Hauppauge, New York
2008 – 2011
Financial Advisor
First Midwest Securities
Smithtown, New York
DISCIPLINARY INFORMATION (Item 3)
Except as described below, neither the Firm nor any “management persons” as defined in Form ADV has
been subject to legal or disciplinary events related to this Item.
On September 25, 2024, Mr. David L. Kanen, without admitting or denying any findings except as to the
Securities and Exchange Commission’s jurisdiction and the subject matter of the proceedings, consented to
the entry of an Order Instituting Cease-and-Desist Proceedings (the “2024 Order”) in settlement of an
Administrative Proceeding. The 2024 Order found that Mr. Kanen had violated Sections 13(d) of the
Exchange Act by failing to timely file initial statements and/or required amendments with respect to Mr.
Kanen’s beneficial ownership of the common stock of BBQ Holdings, Inc., CarParts.com, Inc., and Lazyday
Holdings, Inc., and violated Section 16(a) by failing to timely file multiple required reports of holdings or
transactions in these three entities’ securities.
There is no state of mind requirement for violations of Section 16(a) or 13(d) and the rules thereunder; even
inadvertent failures to timely file a required report constitutes a violation. The 2024 Order imposed a civil
monetary penalty of $109,000 and ordered Mr. Kanen to cease and desist from future violations of Section
13(d) and 16(a) of the Exchange Act, and Rules 13d-1, 13d-2, and 16a-3 promulgated thereunder. The 2024
Order is final, and Mr. Kanen paid the penalty in full to the SEC on September 25, 2024.
Kanen Wealth Management LLC
OTHER BUSINESS ACTIVITIES (Item 4)
Mr. Kanen is not involved in any other investment-related activity not already disclosed herein. Review
Item 10, Other Financial Industry Activities and Affiliations of the Brochure, for details.
ADDITIONAL COMPENSATION (Item 5)
Mr. Kanen does not receive economic benefits from any third party not already disclosed. Review Item
10, Other Financial Industry Activities and Affiliations of the Brochure, for details.
SUPERVISION (Item 6)
David L. Kanen is the chief compliance officer of our firm. Mr. Kanen is responsible for advising clients as
an investment advisor representative, supervising other investment advisor representatives and employees,
and administration of our operations.
We administer supervision through the application of our written supervisory policies and procedures.
Clients with questions regarding our supervisory procedures should contact David L. Kanen by phone at
(631) 863-3100 or by e-mail at dkanen@kanenadvisory.com.
Kanen Wealth Management LLC
This Brochure supplement provides information about Investment Advisor Representative, Janice Chiarenza,
CRD No. 1711080 that supplements the firm brochure of Kanen Wealth Management LLC, IARD No. 282746.
You should have received a copy of that brochure. Please contact David L. Kanen (see contact information
below), if you did not receive the Kanen Wealth Management Brochure or if you have any questions about the
contents of this supplement.
Additional information about Investment Advisor Representative, Janice Chiarenza, CRD No. 1711080 can be
found on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov. This website can be
searched by using the investment advisor representative’s CRD number (shown above).
BROCHURE SUPPLEMENT
(Form ADV Part 2B)
for
Janice Chiarenza
Kanen Wealth Management LLC
6810 Lyons Technology Cir., Suite 160
Coconut Creek, Florida 33073
Phone: (631) 863-3100
Fax: (631) 863-3103
Email: jchiarenza@kanenadvisory.com
Web: kanenadvisory.com
Firm Contact:
David L. Kanen
Chief Compliance Officer
Email: dkanen@kanenadvisory.com
May 22, 2026
Kanen Wealth Management LLC
BROCHURE SUPPLEMENT for Janice Chiarenza CRD No. 1711080
EDUCATIONAL BACKGROUND & BUSINESS EXPERIENCE (Item 2)
Kanen Wealth Management Requirements for Representative Employment
We require that employees who provide advice on behalf of the firm have at least a 4-year college degree
and 2 years of relevant work experience in the securities industry. Prospective employees must also have
passed the appropriate state advisory exam(s).
Investment Advisor Representative’s Information
Janice Chiarenza
Year of Birth: 1963
Educational Background
Associate of Applied Science , Nassau Community College, Garden City, NY | 1984
02/2025 to Present
Business Experience
Client Relationship Manager
& Investment Advisor Representative
Kanen Wealth Management, LLC
Coconut Creek, Florida
12/2014 to 02/2025
Client Service Associate
Morgan Stanley
Hauppauge, NY
12/2012 to 12/2014
Registered Representative
Aegis Capital Corp
New York, NY
03/2011 to 11/2012
Registered Administrator
WFG Investments
Jacksonville, Florida
DISCIPLINARY INFORMATION (Item 3)
Criminal or Civil Actions.
None.
Administrative Actions or Proceedings.
None.
Self-Regulatory Organization (SRO) Proceedings.
None.
Professional Standards Violations.
None.
OTHER BUSINESS ACTIVITIES (Item 4)
Ms. Chiarenza is not involved in any investment-related (or non-investment related) activity not disclosed
herein.
ADDITIONAL COMPENSATION (Item 5)
Ms. Chiarenza does not receive economic benefits from any third party.
SUPERVISION (Item 6)
Ms. Chiarenza is supervised by Chief Compliance Officer David L. Kanen. We administer supervision
through the application of our written supervisory policies and procedures.
Clients with questions regarding our supervisory procedures should contact David L. Kanen by Phone at
(631) 863-3100 or by e-mail at dkanen@kanenadvisory.com.