← Back to Kanen Wealth Management LLC profile

FORM ADV, PART 2B - KWM - DECEMBER 31, 2025

Kanen Wealth Management LLC (CRD 282746), brochure dated May 22, 2026. Text extracted from the firm's SEC Form ADV Part 2 brochure.

View firm on SEC ↗ · Current Form ADV (PDF) ↗

Kanen Wealth Management LLC This Brochure supplement provides information about Investment Advisor Representative, David L. Kanen, CRD No. 1807794 that supplements the firm brochure of Kanen Wealth Management LLC, CRD No. 282746. You should have received a copy of that brochure. Please contact David L. Kanen (see contact information below), if you did not receive the Kanen Wealth Management Brochure or if you have any questions about the contents of this supplement. Additional information about Investment Advisor Representative, David L. Kanen, CRD No. 1807794 can be found on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov. This website can be searched by using the investment advisor representative’s CRD number (shown above). BROCHURE SUPPLEMENT (Form ADV Part 2B) for David L. Kanen Chief Compliance Officer Kanen Wealth Management LLC 6810 Lyons Technology Cir., Suite 160 Coconut Creek, Florida 33073 Phone: (631) 863-3100 Fax: (631) 863-3103 Web: kanenadvisory.com Email: dkanen@kanenadvisory.com May 22, 2026 Kanen Wealth Management LLC BROCHURE SUPPLEMENT for David L. Kanen CRD No. 1807794 EDUCATIONAL BACKGROUND & BUSINESS EXPERIENCE (Item 2) Kanen Wealth Management Requirements for Representative Employment We require that employees who provide advice on behalf of the firm have at least a 4-year college degree and 2 years of relevant work experience in the securities industry. Prospective employees must also have passed the appropriate state advisory exam(s). Investment Advisor Representative’s Information David L. Kanen Year of Birth: 1965 David L. Kanen formed Kanen Wealth Management to provide optimal wealth management services to clients. Mr. Kanen’s financial background consists of over 28 years within the financial services industry, where he specialized in portfolio management for retail, institutional, and corporate clients. He has extensive experience constructing and managing large-scale, cross-functional financial portfolios across diverse business segments. Educational Background Bachelor of Science, Jacksonville University, Jacksonville, Florida | 1988 Business Experience 2016 to Present Founder, Member, Investment Advisor Representative & Chief Compliance Officer Kanen Wealth Management LLC Coconut Creek, Florida 2012 - 2016 Registered Representative & Financial Advisor Aegis Capital Corp, Boca Raton, Florida 2011 – 2012 Financial Advisor WFG Investments Hauppauge, New York 2008 – 2011 Financial Advisor First Midwest Securities Smithtown, New York DISCIPLINARY INFORMATION (Item 3) Except as described below, neither the Firm nor any “management persons” as defined in Form ADV has been subject to legal or disciplinary events related to this Item. On September 25, 2024, Mr. David L. Kanen, without admitting or denying any findings except as to the Securities and Exchange Commission’s jurisdiction and the subject matter of the proceedings, consented to the entry of an Order Instituting Cease-and-Desist Proceedings (the “2024 Order”) in settlement of an Administrative Proceeding. The 2024 Order found that Mr. Kanen had violated Sections 13(d) of the Exchange Act by failing to timely file initial statements and/or required amendments with respect to Mr. Kanen’s beneficial ownership of the common stock of BBQ Holdings, Inc., CarParts.com, Inc., and Lazyday Holdings, Inc., and violated Section 16(a) by failing to timely file multiple required reports of holdings or transactions in these three entities’ securities. There is no state of mind requirement for violations of Section 16(a) or 13(d) and the rules thereunder; even inadvertent failures to timely file a required report constitutes a violation. The 2024 Order imposed a civil monetary penalty of $109,000 and ordered Mr. Kanen to cease and desist from future violations of Section 13(d) and 16(a) of the Exchange Act, and Rules 13d-1, 13d-2, and 16a-3 promulgated thereunder. The 2024 Order is final, and Mr. Kanen paid the penalty in full to the SEC on September 25, 2024. Kanen Wealth Management LLC OTHER BUSINESS ACTIVITIES (Item 4) Mr. Kanen is not involved in any other investment-related activity not already disclosed herein. Review Item 10, Other Financial Industry Activities and Affiliations of the Brochure, for details. ADDITIONAL COMPENSATION (Item 5) Mr. Kanen does not receive economic benefits from any third party not already disclosed. Review Item 10, Other Financial Industry Activities and Affiliations of the Brochure, for details. SUPERVISION (Item 6) David L. Kanen is the chief compliance officer of our firm. Mr. Kanen is responsible for advising clients as an investment advisor representative, supervising other investment advisor representatives and employees, and administration of our operations. We administer supervision through the application of our written supervisory policies and procedures. Clients with questions regarding our supervisory procedures should contact David L. Kanen by phone at (631) 863-3100 or by e-mail at dkanen@kanenadvisory.com. Kanen Wealth Management LLC This Brochure supplement provides information about Investment Advisor Representative, Janice Chiarenza, CRD No. 1711080 that supplements the firm brochure of Kanen Wealth Management LLC, IARD No. 282746. You should have received a copy of that brochure. Please contact David L. Kanen (see contact information below), if you did not receive the Kanen Wealth Management Brochure or if you have any questions about the contents of this supplement. Additional information about Investment Advisor Representative, Janice Chiarenza, CRD No. 1711080 can be found on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov. This website can be searched by using the investment advisor representative’s CRD number (shown above). BROCHURE SUPPLEMENT (Form ADV Part 2B) for Janice Chiarenza Kanen Wealth Management LLC 6810 Lyons Technology Cir., Suite 160 Coconut Creek, Florida 33073 Phone: (631) 863-3100 Fax: (631) 863-3103 Email: jchiarenza@kanenadvisory.com Web: kanenadvisory.com Firm Contact: David L. Kanen Chief Compliance Officer Email: dkanen@kanenadvisory.com May 22, 2026 Kanen Wealth Management LLC BROCHURE SUPPLEMENT for Janice Chiarenza CRD No. 1711080 EDUCATIONAL BACKGROUND & BUSINESS EXPERIENCE (Item 2) Kanen Wealth Management Requirements for Representative Employment We require that employees who provide advice on behalf of the firm have at least a 4-year college degree and 2 years of relevant work experience in the securities industry. Prospective employees must also have passed the appropriate state advisory exam(s). Investment Advisor Representative’s Information Janice Chiarenza Year of Birth: 1963 Educational Background Associate of Applied Science , Nassau Community College, Garden City, NY | 1984 02/2025 to Present Business Experience Client Relationship Manager & Investment Advisor Representative Kanen Wealth Management, LLC Coconut Creek, Florida 12/2014 to 02/2025 Client Service Associate Morgan Stanley Hauppauge, NY 12/2012 to 12/2014 Registered Representative Aegis Capital Corp New York, NY 03/2011 to 11/2012 Registered Administrator WFG Investments Jacksonville, Florida DISCIPLINARY INFORMATION (Item 3) Criminal or Civil Actions. None. Administrative Actions or Proceedings. None. Self-Regulatory Organization (SRO) Proceedings. None. Professional Standards Violations. None. OTHER BUSINESS ACTIVITIES (Item 4) Ms. Chiarenza is not involved in any investment-related (or non-investment related) activity not disclosed herein. ADDITIONAL COMPENSATION (Item 5) Ms. Chiarenza does not receive economic benefits from any third party. SUPERVISION (Item 6) Ms. Chiarenza is supervised by Chief Compliance Officer David L. Kanen. We administer supervision through the application of our written supervisory policies and procedures. Clients with questions regarding our supervisory procedures should contact David L. Kanen by Phone at (631) 863-3100 or by e-mail at dkanen@kanenadvisory.com.