ADV2A &2B SEC WRAP BROCHURE

W R A P F E E P R O G R A M B R O C H U R E ( P A R T 2 A A P P E N D I X O F F O R M A D V ) Immaculate Wealth Management, LLC Office Address: 2500 S. Power Road Suite 111 Mesa, AZ 85209 Tel: 480-776-3511 Toll Free: 866-728-4884 Fax: 480-776-3560 mrauguth@immaculatewealth.com www.immaculatewealth.com OCTOBER 29, 2026 This brochure provides information about the qualifications and business practices of Immaculate Wealth Management, LLC Being registered as a registered investment adviser does not imply a certain level of skill or training. If you have any questions about the contents of this brochure, please contact us at 480-776-3511. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission, or by any state securities authority. Additional information about Immaculate Wealth Management, LLC (CRD #167657) is available on the SEC’s website at www.adviserinfo.sec.gov i Immaculate Wealth Management, LLC  Item 2: Material Changes Annual Update The Material Changes section of this brochure will be updated annually or when material changes occur since the previous release of the Firm Brochure. Material Changes since the Last Update (Material changes must be disclosed within 30 days after the change) Since the last filing of this brochure on March 2, 2026, the Brochure has been updated to disclose new ownership. ii Immaculate Wealth Management, LLC  Item 3: Table of Contents Form ADV – Part 2A Appendix 1 – Firm Brochure Item 1: Cover Page Item 2: Material Changes .................................................................................................. ii Annual Update ......................................................................................................................................... ii Material Changes since the Last Update (Material changes must be disclosed within 30 days after the change) ..................................................................................................................... ii Item 3: Table of Contents ................................................................................................ iii Item 4: Services, Fees and Compensation ....................................................................... 1 Firm Description ....................................................................................................................................... 1 Program Services ..................................................................................................................................... 1 Program Fees ............................................................................................................................................ 2 Item 5: Account Requirements and Types of Clients .................................................... 3 Account Minimum .................................................................................................................................. 3 Types of Clients ........................................................................................................................................ 3 Item 6: Portfolio Manager Selection and Evaluation .................................................... 3 Portfolio Manager ................................................................................................................................... 3 Conflicts of Interest ................................................................................................................................ 3 Advisory Business .................................................................................................................................... 4 Sharing of Capital Gains........................................................................................................................ 4 Methods of Analysis ............................................................................................................................... 4 Investment Strategy ............................................................................................................................... 4 Security Specific Material Risks .......................................................................................................... 4 Proxy Voting .............................................................................................................................................. 5 Item 7: Client Information Provided to Portfolio Managers ........................................ 6 Description ................................................................................................................................................. 6 Item 8: Client Contact with Portfolio Managers ............................................................ 6 Restrictions ................................................................................................................................................ 6 iii Immaculate Wealth Management, LLC  Item 9: Additional Information ........................................................................................ 6 Disciplinary Information ........................................................................................................................ 6 Criminal or Civil Actions ............................................................................................. 6 Administrative Enforcement Proceedings ................................................................... 6 Self-Regulatory Organization Enforcement Proceedings ............................................ 6 Other Financial Industry Activities and Affiliations ..................................................................... 6 Broker-Dealer or Representative Registration ............................................................ 6 Futures or Commodity Registration ........................................................................... 7 Material Relationships Maintained by this Advisory Business and Conflicts of Interest7 Code of Ethics Description ................................................................................................................... 7 Investment Recommendations Involving a Material Financial Interest and Conflict of Interest ....................................................................................................................... 8 Advisory Firm Purchase of Same Securities Recommended to Clients and Conflicts of Interest ....................................................................................................................... 8 Client Securities Recommendations or Trades and Concurrent Advisory Firm Securities Transactions and Conflicts of Interest ......................................................... 8 Review of Accounts ................................................................................................................................ 9 Schedule for Periodic Review of Client Accounts and Advisory Persons Involved ....... 9 Review of Client Accounts on Non-Periodic Basis ...................................................... 9 Content of Client Provided Reports and Frequency .................................................... 9 Client Referrals and Other Compensation ..................................................................................... 9 Economic Benefits Provided to the Advisory Firm from External Sources and Conflicts of Interest ................................................................................................................... 9 Advisory Firm Payments for Client Referrals ............................................................... 9 Financial Information ............................................................................................................................. 9 Balance Sheet ............................................................................................................. 9 Financial Conditions Reasonably Likely to Impair Advisory Firm’s Ability to Meet Commitments to Clients ............................................................................................. 9 Bankruptcy Petitions during the Past Ten Years ....................................................... 10 iv Immaculate Wealth Management, LLC  S U P E R V I S E D P E R S O N B R O C H U R E ......................................................... 11 F O R M A D V P A R T 2 B .................................................................................................. 11 Mark E. Rauguth, CFP® ................................................................................................... 11 Immaculate Wealth Management, LLC ......................................................................... 11 Brochure Supplement (Part 2B of Form ADV) ............................................................. 12 Principal Executive Officer - Mark E. Rauguth, CFP® ............................................................... 12 Item 2 Educational Background and Business Experience .................................................... 12 Professional Certifications ................................................................................................................. 12 Item 3 Disciplinary Information ....................................................................................................... 12 Item 4 Other Business Activities...................................................................................................... 12 Item 5 Performance Based Fee Description ................................................................................ 13 Item 6 Supervision ............................................................................................................................... 13 S U P E R V I S E D P E R S O N B R O C H U R E ......................................................... 14 F O R M A D V P A R T 2 B .................................................................................................. 14 Jonah A. Rauguth, CFP® .................................................................................................. 14 Immaculate Wealth Management, LLC ......................................................................... 14 jrauguth@immaculatewealth.com ................................................................................ 14 Brochure Supplement (Part 2B of Form ADV) ............................................................. 15 Jonah A. Rauguth, CFP® ..................................................................................................................... 15 Item 2 Educational Background and Business Experience .................................................... 15 Professional Certifications ................................................................................................................. 15 Item 3 Disciplinary Information ....................................................................................................... 16 Item 4 Other Business Activities...................................................................................................... 16 Item 5 Performance Based Fee Description ................................................................................ 16 Item 6 Supervision ............................................................................................................................... 16 v Immaculate Wealth Management, LLC  Item 4: Services, Fees and Compensation Firm Description Immaculate Wealth Management, LLC (“Advisor”) is an investment advisor registered with the State of Arizona, California, and Texas. Advisor offers investment advice to clients through the Wrap Fee Program (“Program”) based on the individual needs of the client. Advisor is the sponsor of the Program. Mark E. Rauguth, CFP® is majority owner of the Advisor and responsible for management of the Program accounts. He has been in the financial services industry since 1986 and an investment advisor representative since 2013. Jonah Rauguth and Tristan Rauguth are both minority owners. This disclosure brochure is limited to describing the Program and other information that client should consider prior to establishing an account in the Program. For a complete description of other programs and services offered by Advisor, clients should refer to Advisor’s Form ADV Part 2A, a copy of which will be provided by Advisor to client upon request. Program Services The Program offers clients an asset management account in which Advisor directs and manages Program assets for clients. The client authorizes Advisor to purchase and sell securities on a discretionary basis. This means Advisor has the authority to determine, without obtaining specific client consent, the securities to be bought or sold, as well the amount of the securities to be bought or sold. Advisor obtains the necessary financial data from the client and assists the client in setting appropriate investment objectives for the Program account. Advisor obtains updated information from the client as necessary in order to provide personalized investment advice to the client. Client will be required to enter into a written agreement with Advisor in order to establish a Program account. Client will also be required to complete an application with the broker/dealer that will act as custodian for Program account assets. A Wrap Fee Program is an investment advisory program in which you pay one fee for both investment advisory services and the transaction costs in your account. The Program Fee is not based directly upon the actual transaction or execution costs for the transactions within your account. Depending on the underlying investments in your Program and how much trading activity occurs, you may pay more or less than if you chose another advisory program that does not have a wrap fee, or if you chose to pay separately for all of your transaction costs (e.g., pay the advisory fee plus all transaction charges). Advisor will utilize the wrap fee for more actively traded client accounts. Advisor will review your investment options with you to determine the best offering for you. Similar services to those offered in the Program may be purchased from another unaffiliated financial services provider. - 1 - Immaculate Wealth Management, LLC  Program Fees The annual investment advisory fee (“Annual Fee”) schedule for the Program is described below: Maximum Annual Fee Maximum Quarterly Fee Assets Under Management $0 - $100,000 $100,001 - $500,000 $500,001 - $1,000,000 $1,000,001 - $3,000,000 $3,000,001+ 2% 1.75% 1.50% 1.30% 1% .50% .4375% .375% .325% .25% Advisor’s annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee. Fees are billed quarterly in advance or in arrears based on the amount of assets managed as of the close of business on the last business day of the quarter. Quarterly advisory fees deducted from the clients' account by the custodian. Lower fees for comparable services may be available from other sources. Additional deposits and withdrawals will be added or subtracted from account assets, as the case may be, which may lead to an adjustment of the Annual Fee. All Annual Fees are deducted from the account by the custodian unless other arrangements have been made in writing. The Annual Fee is paid to and retained by Advisor and the advisory representatives. In addition to the Annual Fee, client may also incur certain charges imposed by third parties in connection with investments made through Program accounts, including those imposed by the custodian. These may include, but are not limited to, the following: mutual fund or money market 12b-1 fees, sub-transfer agent fees, certain deferred sales charges on previously purchased mutual funds transferred into the account, other transaction charges and service fees, IRA and qualified retirement plan fees, alternative investment administrative fees, administrative servicing fees for trust accounts, creation and development fees or similar fees imposed by unit investment trust sponsors, managed futures investor servicing fees, and other charges required by law. Advisor does not receive any portion of these fees. Further information regarding charges and fees assessed by a mutual fund or variable annuity are available in the appropriate prospectus. Mutual funds may also charge a redemption fee if a redemption is made within a specific time period following the investment. The terms of any redemption fee are disclosed in the fund’s prospectus. Transactions in mutual fund shares (e.g., for rebalancing, liquidations, deposits or tax harvesting) may be subject to a fund’s frequent trading policy. Client should be aware that margin borrowing involves additional risks. Margin borrowing will result in increased gain if the value of the securities in the account go up, but will result in increased losses if the account value decreases. - 2 - Immaculate Wealth Management, LLC  Item 5: Account Requirements and Types of Clients Account Minimum Advisor requires a minimum of $50,000 to open an account, but the firm does have the discretion and may waive the account minimum. Types of Clients Advisor generally provides investment advice primarily to individuals, high net worth individuals and corporations. Item 6: Portfolio Manager Selection and Evaluation Portfolio Manager Mark E. Rauguth, Managing Member, will manage all Program accounts. In general, all individuals that render investment advice on behalf of Advisor are required to have a college degree and/or five (5) years of equivalent industry experience. In addition, all Advisory representatives must have obtained all required licenses or a professional designation. Each individual will be reviewed and considered on a case-by-case basis by an executive member of Advisor. Advisor requires that individuals have high standards or morals and ethics and be committed to providing quality investment advice. Conflicts of Interest The Program may cost the client more or less than purchasing Program services separately. Factors that bear upon the cost of the Program account in relation to the cost of the same services purchased separately include: the type and size of the account, the historical and/or expected size or number of trades for the account, and the number and range of supplementary advisory and client related services provided to the account. The Annual Fee is an ongoing fee for investment advisory services and may cost the client more than if the assets were held in a traditional brokerage account. In a brokerage account, a client is charged a commission for each transaction and the representative has no duty to provide ongoing advice with respect to the account. If the client plans to follow a buy and hold strategy for the account or does not wish to purchase ongoing investment advice or management services, the client should consider opening a brokerage account rather than a Program account. Advisor receives compensation as a result of the client’s participation in the Program. The amount of this compensation may be more or less than what Advisor would receive if the client participated in other programs or paid separately for investment advice, brokerage and other client services. Therefore, Advisor may have a financial incentive to recommend the Program account over other programs and services. - 3 - Immaculate Wealth Management, LLC  Advisory Business Advisor offers clients an asset management account through the Program in which Advisor directs and manages Program assets for client. The goals and objectives for each client are documented in our client files. Investment strategies are created that reflect the stated goals and objective. Clients may impose restrictions on investing in certain securities or types of securities. Sharing of Capital Gains Fees are not based on a share of the capital gains or capital appreciation of managed securities. Advisor does not use a performance-based fee structure because of the potential conflict of interest. Performance-based compensation may create an incentive for the advisor to recommend an investment that may carry a higher degree of risk to the client. Methods of Analysis Advisor may utilize fundamental analysis and cyclical analysis when managing client’s assets. Investing in securities involves risk of loss that clients should be prepared to bear. Past performance is not a guarantee of future returns. Fundamental analysis involves evaluating a stock using real data such as company revenues, earnings, return on equity, and profits margins to determine underlying value and potential growth. Cyclical analysis involves analyzing the cycles of the market. The main sources of information include Morningstar, internet sources, financial newspapers and magazines, annual reports, prospectuses, and filings with the Securities and Exchange Commission. Investment Strategy The investment strategy for a specific client is based upon the objectives stated by the client during consultations. The client may change these objectives at any time. Each client executes an Investment Policy Statement or Risk Tolerance that documents their objectives and their desired investment strategy. Other strategies may include either or both short and long term investments, strategic or tactical trading, as well as option writing (including covered options, uncovered options or spreading strategies) and managed futures. Security Specific Material Risks All investment programs have certain risks that are borne by the investor. Fundamental analysis may involve interest rate risk, market risk, business risk, and financial risk. Cyclical analysis involves inflation risk, market risk, and currency risk. - 4 - Immaculate Wealth Management, LLC  Our investment approach constantly keeps the risk of loss in mind. Investors face the following investment risks and should discuss these risks with Advisor: • Interest-rate Risk: Fluctuations in interest rates may cause investment prices to fluctuate. For example, when interest rates rise, yields on existing bonds become less attractive, causing their market values to decline. • Market Risk: The price of a security, bond, or mutual fund may drop in reaction to tangible and intangible events and conditions. This type of risk is caused by external factors independent of a security’s particular underlying circumstances. For example, political, economic and social conditions may trigger market events. • Inflation Risk: When any type of inflation is present, a dollar today will buy more than a dollar next year, because purchasing power is eroding at the rate of inflation. • Currency Risk: Overseas investments are subject to fluctuations in the value of the dollar against the currency of the investment’s originating country. This is also referred to as exchange rate risk. • Reinvestment Risk: This is the risk that future proceeds from investments may have to be reinvested at a potentially lower rate of return (i.e. interest rate). This primarily relates to fixed income securities. • Business Risk: These risks are associated with a particular industry or a particular company within an industry. For example, oil-drilling companies depend on finding oil and then refining it, a lengthy process, before they can generate a profit. They carry a higher risk of profitability than an electric company which generates its income from a steady stream of customers who buy electricity no matter what the economic environment is like. • Liquidity Risk: Liquidity is the ability to readily convert an investment into cash. Generally, assets are more liquid if many traders are interested in a standardized product. For example, Treasury Bills are highly liquid, while real estate properties are not. • Financial Risk: Excessive borrowing to finance a business’ operations increases the risk of profitability, because the company must meet the terms of its obligations in good times and bad. During periods of financial stress, the inability to meet loan obligations may result in bankruptcy and/or a declining market value. Proxy Voting Advisor does not vote proxies on securities. Clients are expected to vote their own proxies. The client will receive their proxies directly from the custodian of their account or from a transfer agent. - 5 - Immaculate Wealth Management, LLC  When assistance on voting proxies is requested, Advisor will provide recommendations to the client. If a conflict of interest exists, it will be disclosed to the client Item 7: Client Information Provided to Portfolio Managers Description Advisor obtains the necessary financial data from the client and assists the client in setting appropriate investment objectives for the Program account. Advisor obtains updated information from the client as necessary in order to provide personalized investment advice to the client. Client will be required to enter into a written agreement with Advisor in order to establish a Program account. Client will also be required to complete an application with the broker/dealer that will act as custodian for Program account assets. Item 8: Client Contact with Portfolio Managers Restrictions There are no restrictions placed on clients’ ability to contact and consult with the portfolio managers since Mark E. Rauguth is the portfolio manager. Item 9: Additional Information Disciplinary Information Criminal or Civil Actions Advisor and its management have not been involved in any criminal or civil action. Administrative Enforcement Proceedings Advisor and its management have not been involved in administrative enforcement proceedings. Self-Regulatory Organization Enforcement Proceedings Without admitting or denying the findings, Mark Rauguth signed an Acceptance, Waiver & Consent (AWC) on 3/4/2014. His member firm terminated him for allegations of improper use of the signature guarantee stamp. He was suspended for 15 days ending 4/28/2014 from working in any capacity for any FINRA member firm and was fined $5000.00. For failure to report his AWC with FINRA within 30 days of signing, Mr. Rauguth received a fifteen day suspension from the California Insurance Commissioner and a $250 fine from the North Carolina Department of Insurance. Other Financial Industry Activities and Affiliations Broker-Dealer or Representative Registration Mark Rauguth is a registered representative of a broker-dealer, Gradient Securities, LLC, Member FINRA/MSRB/SIPC. There are no other pending applications. - 6 - Immaculate Wealth Management, LLC  Futures or Commodity Registration Advisor does not have an application pending to register as a futures commission merchant, commodity pool operator, or a commodity trading advisor. Material Relationships Maintained by this Advisory Business and Conflicts of Interest Managing Member Mark E. Rauguth has an affiliated business as an insurance agent. He spends greater than 33% of his time in his insurance practice. He may offer clients of Immaculate Wealth Management, LLC insurance products. As an insurance agent, he may receive separate yet typical compensation in the form of commissions for the sale of insurance products. Mark Rauguth is also a registered representative of Gradient Securities, LLC, Member FINRA/MSRB/SIPC. He may receive separate commissions for the sale of securities products. Jonah Rauguth is a licensed insurance agent. He spends approximately 20% of his time in his insurance practice. He may offer Clients of Immaculate Wealth Management, LLC insurance products. As an insurance agent, he may receive separate yet typical compensation in the form of commissions for the sale of insurance products. Jonah Rauguth is also a registered representative of Gradient Securities, LLC, Member FINRA/MSRB/SIPC. As a registered representative he may receive separate commissions for the sale of securities products. Tristan Rauguth is a licensed insurance agent. He spends approximately 30% of his time in his insurance practice. He may offer Clients of Immaculate Wealth Management, LLC insurance products. As an insurance agent, he may receive separate yet typical compensation in the form of commissions for the sale of insurance products. Tristan Rauguth is also a registered representative of Gradient Securities, LLC, Member FINRA/MSRB/SIPC. As a registered representative he may receive separate commissions for the sale of securities products. These practices represent conflicts of interest because it gives an incentive to recommend products based on the commission amount received. This conflict is mitigated by disclosures, procedures, and the firm’s Fiduciary obligation to place the best interest of the clients first and clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent or registered representative of their choosing. Code of Ethics Description The employees of Advisor have committed to a Code of Ethics (“Code”). The purpose of our Code is to set forth standards of conduct expected of Advisor employees and addresses conflicts that may arise. The Code defines acceptable behavior for employees of Advisor. The Code reflects Advisor and its supervised persons’ responsibility to act in the best interest of their client. - 7 - Immaculate Wealth Management, LLC  One area the Code addresses is when employees buy or sell securities for their personal accounts and how to mitigate any conflict of interest with our clients. We do not allow any employees to use non-public material information for their personal profit or to use internal research for their personal benefit in conflict with the benefit to our clients. Advisor’s policy prohibits any person from acting upon or otherwise misusing non-public or inside information. No advisory representative or other employee, officer or director of Advisor may recommend any transaction in a security or its derivative to Advisory clients or engage in personal securities transactions for a security or its derivatives if the Advisory representative possesses material, non-public information regarding the security. Advisor’s Code is based on the guiding principle that the interests of the client are our top priority. Advisor’s officers, directors, advisors, and other employees have a fiduciary duty to our clients and must diligently perform that duty to maintain the complete trust and confidence of our clients. When a conflict arises, it is our obligation to put the client’s interests over the interests of either employees or the company. The Code applies to “access” persons. “Access” persons are employees who have access to non-public information regarding any clients' purchase or sale of securities, or non- public information regarding the portfolio holdings of any reportable fund, who are involved in making securities recommendations to clients, or who have access to such recommendations that are non-public. Investment Recommendations Involving a Material Financial Interest and Conflict of Interest Advisor and its employees do not recommend to clients securities in which we have a material financial interest. Advisory Firm Purchase of Same Securities Recommended to Clients and Conflicts of Interest Advisor’s employees may buy or sell securities that are also held by clients. In order to avoid potential conflicts of interest such as front running of client trades, employees are required to disclose all reportable securities transactions as well as provide Advisor with copies of their brokerage statements. The Chief Compliance Officer of Advisor is Mark E. Rauguth. He reviews all employee trades each quarter. The personal trading reviews ensure that the personal trading of employees does not affect the markets and that clients of the firm receive preferential treatment over employee transactions. Client Securities Recommendations or Trades and Concurrent Advisory Firm Securities Transactions and Conflicts of Interest Advisor does not maintain a firm proprietary trading account and does not have a material financial interest in any securities being recommended and therefore no conflicts of interest exist. However, employees may buy or sell securities at the same time they buy or sell securities for clients. In order to mitigate conflicts of interest such as front running, - 8 - Immaculate Wealth Management, LLC  employees are required to disclose all reportable securities transactions as well as provide Advisor with copies of their brokerage statements. The Chief Compliance Officer of Advisor is Mark E. Rauguth. He reviews all employee trades each quarter. The personal trading reviews ensure that the personal trading of employees does not affect the markets and that clients of the firm receive preferential treatment over employee transactions. Review of Accounts Schedule for Periodic Review of Client Accounts and Advisory Persons Involved Account reviews are performed at least quarterly by Mark E. Rauguth. Account reviews are performed more frequently when market conditions dictate. Review of Client Accounts on Non-Periodic Basis Other conditions that may trigger a review of clients accounts are changes in the tax laws, new investment information, and changes in a client's own situation. Content of Client Provided Reports and Frequency Clients receive written account statements usually on a monthly basis, but no less than quarterly for managed accounts. Account performance reports are issued on a quarterly basis. Client Referrals and Other Compensation Economic Benefits Provided to the Advisory Firm from External Sources and Conflicts of Interest Advisor receives a portion of the annual management fees collected from the third party money managers to whom Advisor refers clients. This situation creates a conflict of interest because Advisor and/or its Investment Advisor Representative have an incentive to decide what Third Party Money Managers to use because of the higher solicitor fees to be received by Advisor. However, when referring clients to a third party money manager, the client’s best interest will be the main determining factor of Advisor. Advisory Firm Payments for Client Referrals Advisor does not compensate for client referrals. Financial Information Balance Sheet A balance sheet is not required to be provided because Advisor does not serve as a custodian for client funds or securities and Advisor does not require prepayment of fees of more than $1200 per client and six months or more in advance. Financial Conditions Reasonably Likely to Impair Advisory Firm’s Ability to Meet Commitments to Clients Advisor has no condition that is reasonably likely to impair our ability to meet contractual commitments to our clients. - 9 - Immaculate Wealth Management, LLC  Bankruptcy Petitions during the Past Ten Years Neither Advisor nor its management has had any bankruptcy petitions in the last ten years. - 10 - Immaculate Wealth Management, LLC  S U P E R V I S E D P E R S O N B R O C H U R E F O R M A D V P A R T 2 B Mark E. Rauguth, CFP® Immaculate Wealth Management, LLC Office Address: 2500 S. Power Road Suite 111 Mesa, AZ 85209 Tel: 480-776-3511 Toll Free: 866-728-4884 Fax: 480-776-3560 mrauguth@immaculatewealth.com This brochure supplement provides information about Mark E. Rauguth and supplements the Immaculate Wealth Management, LLC’s brochure. You should have received a copy of that brochure. Please contact Mark E. Rauguth if you did not receive the brochure or if you have any questions about the contents of this supplement. OCTOBER 29, 2026 Additional information about Mark E. Rauguth (CRD #1564114) is available on the SEC’s website at www.adviserinfo.sec.gov. - 11 - Immaculate Wealth Management, LLC  Brochure Supplement (Part 2B of Form ADV) Supervised Person Brochure Principal Executive Officer - Mark E. Rauguth, CFP® • Year of birth: 1963 Item 2 Educational Background and Business Experience Educational Background: • University of Wisconsin-Milwaukee; Bachelor of Arts-Business Finance; 1986 • Certified Financial Planner; 1992 Business Experience: • Immaculate Wealth Management, LLC; Managing Member/Investment Advisor Representative; 05/2013 – Present • Overson & Rauguth & Associates, LLC; Member; 02/2005 – Present • Precision Investments, Inc.; President/Treasurer; 03/2000 – Present Independent Insurance Agent; 01/1997 – Present • • Gradient Securities, LLC; Registered Representative; 06/2013 - Present • Raymond James Financial Services; Registered Representative; 12/1997 – 03/2013 IDS/American Express; Registered Representative; 11/1986 – 12/1997 • Professional Certifications Employees have earned certifications and credentials that are required to be explained in further detail. Certified Financial Planner (CFP®): Certified Financial Planner is a designation granted by the CFP® Board. CFP® requirements: • Bachelor’s degree from an accredited college or university. • Completion of the financial planning education requirements set by the CFP® Board (www.cfp.net). • Successful completion of the 10-hour CFP® Certification Exam. • Three-year qualifying full-time work experience. • Successfully pass the Candidate Fitness Standards and background check. • When you achieve your CFP® designation, you must renew your certification every year, pay a certification fee and complete 30 hours of continuing education. Item 3 Disciplinary Information None to report. Item 4 Other Business Activities Mark E. Rauguth is a licensed insurance agent. He spends greater than 33% of his time in his insurance practice. He may offer clients of Immaculate Wealth Management, LLC - 12 - Immaculate Wealth Management, LLC  insurance products. As an insurance agent, he may receive separate yet typical compensation in the form of commissions for the sale of insurance products. Mr. Rauguth is also a registered representative of Gradient Securities, LLC, Member FINRA/MSRB/SIPC. As a registered representative he may receive separate commissions for the sale of securities products. These practices represent conflicts of interest because it gives Mr. Rauguth an incentive to recommend products based on the commission amount received. This conflict is mitigated by disclosures, procedures, and the firm’s Fiduciary obligation to place the best interest of the clients first and clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent or registered representative of their choosing. Item 5 Performance Based Fee Description Mr. Rauguth receives additional compensation in his capacity as an insurance agent and registered representative. He receives commissions from the sale of these products, but he does not receive performance based fees. Item 6 Supervision can be Since Mr. Rauguth is the sole owner of Immaculate Wealth Management, LLC. He is solely responsible for all supervision and formulation and monitoring of investment advice offered to clients. He will adhere to the policies and procedures as described in the firm’s reached at 866-728-4884 or Compliance Manual. Mr. Rauguth mrauguth@immaculatewealth.com. - 13 - Immaculate Wealth Management, LLC  S U P E R V I S E D P E R S O N B R O C H U R E F O R M A D V P A R T 2 B Jonah A. Rauguth, CFP® Immaculate Wealth Management, LLC Office Address: 2500 S. Power Road Suite 111 Mesa, AZ 85209 Tel: 480-776-3511 Toll Free: 866-728-4884 Fax: 480-776-3560 jrauguth@immaculatewealth.com This brochure supplement provides information about Jonah A. Rauguth and supplements the Immaculate Wealth Management, LLC’s brochure. You should have received a copy of that brochure. Please contact Jonah A. Rauguth if you did not receive the brochure or if you have any questions about the contents of this supplement. OCTOBER 29, 2026 Additional information about Jonah A. Rauguth (CRD #6629493) is available on the SEC’s website at www.adviserinfo.sec.gov. - 14 - Immaculate Wealth Management, LLC  Brochure Supplement (Part 2B of Form ADV) Supervised Person Brochure Jonah A. Rauguth, CFP® • Year of birth: 1994 Item 2 Educational Background and Business Experience Educational Background: • Benedictine University at Mesa; Bachelor of Business Administration; 2018 • Chandler-Gilbert Community College; Associate in Applied Science in General Business; 2016 • Certified Financial Planner; 2022 Business Experience: Immaculate Wealth Management, LLC; Managing Member; 09/2026-Present • • Immaculate Wealth Management, LLC; Investment Advisor Representative; 05-2019- Present Independent Insurance Agent; 02/2021-Present • • Gradient Securities, LLC; Registered Representative; 10/2018 – Present • Precision Investments, Inc.; Independent Insurance Agent; 07/2018 – 02/2021 • Immaculate Wealth Management, LLC/ Precision Investments, Inc; Assistant; 05/2018- 05/2019 • Benedictine University at Mesa; Student/Athlete; 08/2016-05/2018 • Chandler Gilbert Community College; Student/Athlete; 01/2015-08/2016 • Cochise College; Student/Athlete; 08/2014-01/2015 • Colorado Northwestern Community College; Student/Athlete; 01/2014-08/2014 • Arizona Western College; Student/Athlete; 08/2012-01/2014 • Queen Creek High School; Student; 12/2007-08/2012 Professional Certifications Employees have earned certifications and credentials that are required to be explained in further detail. Certified Financial Planner (CFP®): Certified Financial Planner is a designation granted by the CFP® Board. CFP® requirements: • Bachelor’s degree from an accredited college or university. • Completion of the financial planning education requirements set by the CFP Board (www.cfp.net). • Successful completion of the 10-hour CFP® Certification Exam. • Three-year qualifying full-time work experience. • Successfully pass the Candidate Fitness Standards and background check. - 15 - Immaculate Wealth Management, LLC  • When you achieve your CFP® designation, you must renew your certification every year, pay a certification fee and complete 30 hours of continuing education. Item 3 Disciplinary Information Arbitration Claims: None to report. Self-Regulatory Organization or Administrative Proceeding: None to report. Bankruptcy Petition: None to report. Item 4 Other Business Activities Jonah A. Rauguth is a licensed insurance agent. He spends approximately 20% of his time in his insurance practice. He may offer Clients of Immaculate Wealth Management, LLC insurance products. As an insurance agent, he may receive separate yet typical compensation in the form of commissions for the sale of insurance products. Mr. Rauguth is also a registered representative of Gradient Securities, LLC, Member FINRA/MSRB/SIPC. As a registered representative he may receive separate commissions for the sale of securities products. These practices represent conflicts of interest because it gives Mr. Rauguth an incentive to recommend products based on the commission amount received. This conflict is mitigated by disclosures, procedures, and the firm’s Fiduciary obligation to place the best interest of the Clients first and Clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent or registered representative of their choosing. Item 5 Performance Based Fee Description Mr. Rauguth receives additional compensation in his capacity as an insurance agent and registered representative. He receives commissions from the sale of these products, but he does not receive performance based fees. Item 6 Supervision Jonah A. Rauguth is supervised by Mark Rauguth, Chief Compliance Officer. He reviews Jonah’s work through client account reviews, quarterly personal transaction reports, as well as face-to-face and phone interactions. Mark Rauguth can be reached at 866-728-4884 or mrauguth@immaculatewealth.com. - 16 - Immaculate Wealth Management, LLC