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PRAIRIE VIEW WEALTH PARTNERS LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS
Prairie View Wealth Partners LLC (CRD 341361), brochure dated October 12, 2026. Text extracted from the firm's SEC Form ADV Part 2 brochure.
View firm on SEC ↗ · Current Form ADV (PDF) ↗
Prairie View Wealth Partners LLC
Form ADV Part 2A – Disclosure Brochure
Effective: October 12, 2026
This Form ADV Part 2A (“Disclosure Brochure”) provides information about the qualifications and business practices
of Prairie View Wealth Partners LLC (“Prairie View” or the “Advisor”). If you have any questions about the content of
this Disclosure Brochure, please contact the Advisor at (605) 777-1851.
Prairie View is a registered investment advisor with the U.S. Securities and Exchange Commission (“SEC”). The
information in this Disclosure Brochure has not been approved or verified by the SEC or by any state securities
authority. Registration of an investment advisor does not imply any specific level of skill or training. This Disclosure
Brochure provides information about Prairie View to assist you in determining whether to retain the Advisor.
Additional information about Prairie View and its Advisory Persons is available on the SEC’s website at
www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 341361.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Item 2 – Material Changes
Form ADV 2 is divided into two parts: Part 2A (the "Disclosure Brochure") and Part 2B (the "Brochure
Supplement"). The Disclosure Brochure provides information about a variety of topics relating to an Advisor’s
business practices and conflicts of interest. The Brochure Supplement provides information about the Advisory
Persons of Prairie View. For convenience, the Advisor has combined these documents into a single disclosure
document.
Prairie View believes that communication and transparency are the foundation of its relationship with clients and will
continually strive to provide you with complete and accurate information at all times. Prairie View encourages all
current and prospective clients to read this Disclosure Brochure and discuss any questions you may have with the
Advisor.
Material Changes
The following material changes have been made to this Disclosure Brochure since the Advisor became a registered
investment advisor on April 8, 2026:
• The Advisor may execute transactions in certain securities through an unaffiliated broker-dealer. Please
see Items 5 and 12 for more information.
Future Changes
From time to time, the Advisor may amend this Disclosure Brochure to reflect changes in business practices, changes
in regulations or routine annual updates as required by the securities regulators. This complete Disclosure Brochure
or a Summary of Material Changes shall be provided to you annually and if a material change occurs.
At any time, you may view the current Disclosure Brochure on-line at the SEC’s Investment Adviser Public Disclosure
website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 341361. You may also
request a copy of this Disclosure Brochure at any time by contacting the Advisor at (605) 777-1851.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 2
Item 3 – Table of Contents
Item 1 – Cover Page ............................................................................................................................................... 1
Item 2 – Material Changes ..................................................................................................................................... 2
Item 3 – Table of Contents ..................................................................................................................................... 3
Item 4 – Advisory Services .................................................................................................................................... 4
A. Firm Information .............................................................................................................................................................. 4
B. Advisory Services Offered ............................................................................................................................................... 4
C. Client Account Management ........................................................................................................................................... 5
D. Wrap Fee Programs ........................................................................................................................................................ 5
E. Assets Under Management ............................................................................................................................................. 6
Item 5 – Fees and Compensation ......................................................................................................................... 6
A. Fees for Advisory Services.............................................................................................................................................. 6
B. Fee Billing........................................................................................................................................................................ 6
C. Other Fees and Expenses .............................................................................................................................................. 6
D. Advance Payment of Fees and Termination ................................................................................................................... 7
E. Compensation for Sales of Securities ............................................................................................................................. 7
Item 6 – Performance-Based Fees and Side-By-Side Management .................................................................. 7
Item 7 – Types of Clients ....................................................................................................................................... 7
Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss ........................................................... 7
A. Methods of Analysis ........................................................................................................................................................ 7
B. Risk of Loss ..................................................................................................................................................................... 8
Item 9 – Disciplinary Information .......................................................................................................................... 9
Item 10 – Other Financial Industry Activities and Affiliations ............................................................................ 9
Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading ................. 9
A. Code of Ethics ................................................................................................................................................................ 9
B. Personal Trading with Material Interest ........................................................................................................................... 9
C. Personal Trading in Same Securities as Clients ........................................................................................................... 10
D. Personal Trading at Same Time as Client .................................................................................................................... 10
Item 12 – Brokerage Practices ............................................................................................................................ 10
A. Recommendation of Custodian[s] ................................................................................................................................. 10
B. Aggregating and Allocating Trades ............................................................................................................................... 11
Item 13 – Review of Accounts ............................................................................................................................. 11
A. Frequency of Reviews ................................................................................................................................................... 11
B. Causes for Reviews ...................................................................................................................................................... 11
C. Review Reports ............................................................................................................................................................. 11
Item 14 – Client Referrals and Other Compensation ........................................................................................ 12
A. Compensation Received by Prairie View ...................................................................................................................... 12
B. Compensation for Client Referrals ................................................................................................................................ 12
Item 15 – Custody ................................................................................................................................................. 12
Item 16 – Investment Discretion ......................................................................................................................... 12
Item 17 – Voting Client Securities ....................................................................................................................... 12
Item 18 – Financial Information ........................................................................................................................... 13
Form ADV Part 2B – Brochure Supplements ..................................................................................................... 14
Privacy Policy ....................................................................................................................................................... 19
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 3
Item 4 – Advisory Services
A. Firm Information
Prairie View Wealth Partners LLC (“Prairie View” or the “Advisor”) is a registered investment advisor with the SEC.
The Advisor is organized as a Limited Liability Company (LLC) under the laws of the State of South Dakota. Prairie
View was founded in February 2026 and became a registered investment advisor in April 2026. The Advisor is owned
and operated by Adam D. Cox (Partner and Chief Compliance Officer), Kyle Cipperley (Partner), and Paula Bindert
(Partner). This Disclosure Brochure provides information regarding the qualifications, business practices, and the
advisory services provided by Prairie View.
B. Advisory Services Offered
Prairie View offers investment advisory services to individuals, high net worth individuals, institutions, trusts, and
estates (each referred to as a “Client”).
The Advisor serves as a fiduciary to Clients, as defined under the applicable laws and regulations. As a fiduciary, the
Advisor upholds a duty of loyalty, fairness and good faith towards each Client and seeks to mitigate potential conflicts
of interest. Prairie View's fiduciary commitment is further described in the Advisor’s Code of Ethics. For more
information regarding the Code of Ethics, please see Item 11 – Code of Ethics, Participation or Interest in Client
Transactions and Personal Trading.
Wealth Management Services
Prairie View provides customized wealth management services for its Clients. This is achieved through continuous
personal Client contact and interaction while providing discretionary investment management services and a broad
range of comprehensive financial planning.
Investment Management Services – The Advisor provides discretionary investment management services. Prairie
View works closely with each Client to identify their investment goals and objectives as well as risk tolerance and
financial situation in order to create a portfolio strategy. Prairie View will then construct an investment portfolio
primarily consisting of low-cost, diversified mutual funds, exchange-traded funds (“ETFs”) and bonds to achieve the
Client’s investment goals. The Advisor may also utilize individual stocks and/or other types of investments, as
appropriate, to meet the needs of the Client. The Advisor may retain other types of investments from the Client’s
legacy portfolio due to fit with the overall portfolio strategy, tax-related reasons, or other reasons as identified between
the Advisor and the Client.
Prairie View’s investment strategies are primarily long-term focused, but the Advisor may buy, sell or re-allocate
positions that have been held for less than one year to meet the objectives of the Client or due to market conditions.
Prairie View will construct, implement and monitor the portfolio to ensure it meets the goals, objectives,
circumstances, and risk tolerance agreed to by the Client. Each Client will have the opportunity to place reasonable
restrictions on the types of investments to be held in their respective portfolio, subject to acceptance by the Advisor.
Prairie View evaluates and selects investments for inclusion in Client portfolios only after applying its internal due
diligence process. Prairie View may, on occasion, redistribute investment allocations to diversify the portfolio. Prairie
View may recommend specific positions to increase sector or asset class weightings. The Advisor may recommend
employing cash positions as a possible hedge against market movement.
Prairie View may recommend selling positions for reasons that include, but are not limited to, harvesting capital gains
or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting
of the position[s] in the portfolio, change in risk tolerance of the Client, generating cash to meet Client needs, or any
risk deemed unacceptable for the Client’s risk tolerance.
At no time will Prairie View accept or maintain custody of a Client’s funds or securities, except for the limited authority
as outlined in Item 15 – Custody. All Client assets will be managed within the designated account[s] at the Custodian,
pursuant to the terms of the advisory agreement. Please see Item 12 – Brokerage Practices.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 4
Retirement Accounts – When the Advisor provides investment advice to Clients regarding ERISA retirement accounts
or individual retirement accounts (“IRAs”), the Advisor is a fiduciary within the meaning of Title I of the Employee
Retirement Income Security Act (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable, which are laws
governing retirement accounts. When deemed to be in the Client’s best interest, the Advisor will provide investment
advice to a Client regarding a distribution from an ERISA retirement account or to roll over the assets to an IRA, or
recommend a similar transaction including rollovers from one ERISA sponsored Plan to another, one IRA to another
IRA, or from one type of account to another account (e.g. commission-based account to fee-based account). Such a
recommendation creates a conflict of interest if the Advisor will earn a new (or increase its current) advisory fee as a
result of the transaction. No client is under any obligation to roll over a retirement account to an account managed by
the Advisor.
Financial Planning Services – The Advisor provides a variety of financial planning and consulting services to Clients
as part of its wealth management services. Services are offered in several areas of a Client’s financial situation,
depending on their goals and objectives. Generally, such financial planning services involve preparing a formal
financial plan or rendering a specific financial consultation based on the Client’s financial goals and objectives. This
planning or consulting may encompass one or more areas of need, including but not limited to, investment planning,
tax planning, retirement planning, personal savings, education savings, and other areas of a Client’s financial
situation.
A financial plan developed for, or financial consultation rendered to the Client will usually include general
recommendations for a course of activity or specific actions to be taken by the Client. For example, recommendations
may be made that the Client start or revise their investment programs, commence or alter retirement savings,
establish education savings and/or charitable giving programs. Prairie View may also refer Clients to an accountant,
attorney or other specialists, as appropriate for their unique situation.
Financial planning and consulting recommendations pose a conflict between the interests of the Advisor and the
interests of the Client. For example, the Advisor has an incentive to recommend that Clients engage the Advisor for
investment management services or to increase the level of investment assets with the Advisor, as it would increase
the amount of advisory fees paid to the Advisor. Clients are not obligated to implement any recommendations made
by the Advisor or maintain an ongoing relationship with the Advisor. If the Client elects to act on any of the
recommendations made by the Advisor, the Client is under no obligation to implement the transaction through the
Advisor.
C. Client Account Management
Prior to engaging Prairie View to provide investment advisory services, each Client is required to enter into a written
agreement with the Advisor that define the terms, conditions, authority and responsibilities of the Advisor and the
Client. These services may include:
• Establishing an Investment Strategy – Prairie View, in connection with the Client, will develop a strategy that
seeks to achieve the Client’s goals and objectives.
• Asset Allocation – Prairie View will develop a strategic asset allocation that is targeted to meet the investment
objectives, time horizon, financial situation and tolerance for risk for each Client.
• Portfolio Construction – Prairie View will develop a portfolio for the Client that is intended to meet the stated
goals and objectives of the Client.
•
Investment Management and Supervision – Prairie View will provide investment management and ongoing
oversight of the Client’s investment portfolio.
D. Wrap Fee Programs
Prairie View does not manage or place Client assets into a wrap fee program.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 5
E. Assets Under Management
As of July 31, 2026, Prairie View manages $171,189,306 in Client assets, all of which are managed on a discretionary
basis. Clients may request more current information at any time by contacting the Advisor.
Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.
A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid monthly, in arrears of each month, pursuant to the terms of the wealth
management agreement. Wealth management fees are based on the market value of assets under management at
the end of the month. Wealth management fees are based on the following blended tier schedule:
Assets Under Management ($) Annual Rate (%)
Up to $1,000,000.00
$1,000,000.01 to $3,000,000.00
$3,000,000.01 to $5,000,000.00
$5,000,000.01 and Above
1.25%
0.90%
0.70%
0.50%
The wealth management fee in the first month of service is prorated from the inception date of the account[s] to the
end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
Prairie View will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.
The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.
B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] at the respective month end date. Fees are calculated based on the following formula:
[Month end value x annual rate] x number of days in month / 365 days. Clients will be provided with a statement, at
least quarterly, from the Custodian reflecting deduction of the wealth management fee. Clients are urged to review
the brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide
written authorization permitting wealth management fees to be deducted by Prairie View to be paid directly from their
account[s] held by the Custodian as part of the wealth management agreement and separate account forms provided
by the Custodian.
C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Prairie View, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
execution fees charged by the Custodian, as applicable. The Advisor's recommended Custodian does not charge
securities transaction fees for ETF and equity trades in a Client's account, provided that the account meets the terms
and conditions of the Custodian's brokerage requirements. However, the Custodian typically charges for mutual funds
and other types of investments. The fees charged by Prairie View are separate and distinct from these custody and
execution fees. In certain circumstances, the Advisor may execute transactions through broker-dealers or
counterparties other than the Client’s Custodian (“trading away”). When this occurs, the broker-dealers or
counterparties will assess an additional or different cost, including fees charged by the executing broker-dealer and/or
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 6
additional processing or custody-related charges imposed by the custodian. These costs are absorbed by the Advisor
inclusive of the advisory fee.
In addition, all fees paid to Prairie View for wealth management services are separate and distinct from the expenses
charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described in
each fund’s prospectus. These fees and expenses will generally be used to pay management fees for the funds,
other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a possible
distribution fee. A Client may be able to invest in these products directly, without the services of Prairie View, but
would not receive the services provided by Prairie View which are designed, among other things, to assist the Client
in determining which products or services are most appropriate for each Client’s financial situation and objectives.
Accordingly, the Client should review both the fees charged by the fund[s] and the fees charged by Prairie View to
fully understand the total fees to be paid. Please refer to Item 12 – Brokerage Practices for additional information.
D. Advance Payment of Fees and Termination
Wealth Management Services
Prairie View is compensated for its wealth management services at the end of the month after services are rendered.
Either party may terminate the wealth management agreement, at any time, by providing advance written notice to
the other party. The Client may also terminate the wealth management agreement within five (5) business days of
signing the Advisor’s agreement at no cost to the Client. After the five-day period, the Client will incur charges for
bona fide advisory services rendered to the point of termination and such fees will be due and payable by the Client.
Upon termination, the Advisor will refund any unearned, prepaid wealth management fees from the effective date of
termination to the end of the month. The Client’s wealth management agreement with the Advisor is non-transferable
without the Client’s prior consent.
E. Compensation for Sales of Securities
Prairie View does not buy or sell securities to earn commissions and does not receive any compensation for securities
transactions in any Client account, other than the investment advisory fees noted above.
Item 6 – Performance-Based Fees and Side-By-Side Management
Prairie View does not charge performance-based fees for its investment advisory services. The fees charged by
Prairie View are as described in Item 5 above and are not based upon the capital appreciation of the funds or
securities held by any Client.
Prairie View does not manage any proprietary investment funds or limited partnerships (for example, a mutual fund
or a hedge fund) and has no financial incentive to recommend any particular investment options to its Clients.
Item 7 – Types of Clients
Prairie View offers investment advisory services to individuals, high net worth individuals, institutions, trusts, and
estates. Prairie View generally does not impose a minimum relationship size.
Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss
A. Methods of Analysis
Prairie View primarily employs a fundamental analysis method in developing investment strategies for its Clients.
Research and analysis from Prairie View are derived from numerous sources, including financial media companies,
third-party research materials, Internet sources, and review of company activities, including annual reports,
prospectuses, press releases and research prepared by others.
Fundamental analysis utilizes economic and business indicators as investment selection criteria. This criteria consists
generally of ratios and trends that may indicate the overall strength and financial viability of the entity being analyzed.
Assets are deemed suitable if they meet certain criteria to indicate that they are a strong investment with a value
discounted by the market. While this type of analysis helps the Advisor in evaluating a potential investment, it does
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 7
not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in the
fundamental analysis may lose value and may have negative investment performance. The Advisor monitors these
economic indicators to determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s
review process are included below in Item 13 – Review of Accounts.
As noted above, Prairie View generally employs a long-term investment strategy for its Clients, as consistent with
their financial goals. Prairie View will typically hold all or a portion of a security for more than a year, but may hold for
shorter periods for the purpose of rebalancing a portfolio or meeting the cash needs of Clients. At times, Prairie View
may also buy and sell positions that are more short-term in nature, depending on the goals of the Client and/or the
fundamentals of the security, sector or asset class.
B. Risk of Loss
Investing in securities involves certain investment risks. Securities may fluctuate in value or lose value. Clients should
be prepared to bear the potential risk of loss. Prairie View will assist Clients in determining an appropriate strategy
based on their tolerance for risk and other factors noted above. However, there is no guarantee that a Client will meet
their investment goals.
While the methods of analysis help the Advisor in evaluating a potential investment, it does not guarantee that the
investment will increase in value. Assets meeting the investment criteria utilized in these methods of analysis may
lose value and may have negative investment performance. The Advisor monitors these economic indicators to
determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s review process are
included below in Item 13 – Review of Accounts.
Each Client engagement will entail a review of the Client's investment goals, financial situation, time horizon,
tolerance for risk and other factors to develop an appropriate strategy for managing a Client's account. Client
participation in this process, including full and accurate disclosure of requested information, is essential for the
analysis of a Client's account[s]. The Advisor shall rely on the financial and other information provided by the Client
or their designees without the duty or obligation to validate the accuracy and completeness of the provided
information. It is the responsibility of the Client to inform the Advisor of any changes in financial condition, goals or
other factors that may affect this analysis.
The risks associated with a particular strategy are provided to each Client in advance of investing Client accounts.
The Advisor will work with each Client to determine their tolerance for risk as part of the portfolio construction process.
Following are some of the risks associated with the Advisor’s investment strategies:
Market Risks
The value of a Client’s holdings may fluctuate in response to events specific to companies or markets, as well as
economic, political, or social events in the U.S. and abroad. This risk is linked to the performance of the overall
financial markets.
ETF Risks
The performance of ETFs is subject to market risk, including the possible loss of principal. The price of the ETFs will
fluctuate with the price of the underlying securities that make up the funds. In addition, ETFs have a trading risk based
on the loss of cost efficiency if the ETFs are traded actively and a liquidity risk if the ETFs has a large bid-ask spread
and low trading volume. The price of an ETF fluctuates based upon the market movements and may dissociate from
the index being tracked by the ETF or the price of the underlying investments. An ETF purchased or sold at one point
in the day may have a different price than the same ETF purchased or sold a short time later.
Mutual Fund Risks
The performance of mutual funds is subject to market risk, including the possible loss of principal. The price of the
mutual funds will fluctuate with the value of the underlying securities that make up the funds. The price of a mutual
fund is typically set daily therefore a mutual fund purchased at one point in the day will typically have the same price
as a mutual fund purchased later that same day.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 8
Stock Risks
Stocks provide investors with an opportunity for capital appreciation and growth. The stocks of smaller companies
tend to have the greatest potential for growth, but also the highest levels of risk or volatility. Larger company stocks
have more moderate potential for both return and risk. Stocks have a variety of risks, including specific risk which is
related to individual company developments, industry/sector risk, which is a function of broader economic factors
affecting a company’s business, and market/systematic risk, which affects all stocks in a market and is the result of
general investor sentiment and growth of the broader economy.
Bond Risks
Bonds are subject to specific risks, including the following: (1) interest rate risks, i.e. the risk that bond prices will fall
if interest rates rise, and vice versa, the risk depends on two things, the bond's time to maturity, and the coupon rate
of the bond. (2) reinvestment risk, i.e. the risk that any profit gained must be reinvested at a lower rate than was
previously being earned, (3) inflation risk, i.e. the risk that the cost of living and inflation increase at a rate that exceeds
the income investment thereby decreasing the investor’s rate of return, (4) credit default risk, i.e. the risk associated
with purchasing a debt instrument which includes the possibility of the company defaulting on its repayment
obligation, (5) rating downgrades, i.e. the risk associated with a rating agency’s downgrade of the company’s rating
which impacts the investor’s confidence in the company’s ability to repay its debt and (6) Liquidity Risks, i.e. the risk
that a bond may not be sold as quickly as there is no readily available market for the bond.
Past performance is not a guarantee of future returns. Investing in securities and other investments involve
a risk of loss that each Client should understand and be willing to bear. Clients are reminded to discuss
these risks with the Advisor.
Item 9 – Disciplinary Information
There are no legal, regulatory or disciplinary events involving Prairie View or its management persons. Prairie
View values the trust Clients place in the Advisor. The Advisor encourages Clients to perform the requisite due
diligence on any advisor or service provider that the Client engages. The backgrounds of the Advisor or Advisory
Persons are available on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching
with the Advisor’s firm name or CRD# 341361.
Item 10 – Other Financial Industry Activities and Affiliations
The sole business of Prairie View and its Advisory Persons is to provide investment advisory services to its Clients.
Neither Prairie View nor its Advisory Persons are involved in other business endeavors. Prairie View does not
maintain any affiliations with other firms, other than contracted service providers to assist with the servicing of its
Client’s accounts.
Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading
A. Code of Ethics
Prairie View has implemented a Code of Ethics (the “Code”) that defines the Advisor’s fiduciary commitment to each
Client. This Code applies to all persons associated with Prairie View (“Supervised Persons”). The Code was
developed to provide general ethical guidelines and specific instructions regarding the Advisor’s duties to each Client.
Prairie View and its Supervised Persons owe a duty of loyalty, fairness and good faith towards each Client. It is the
obligation of Prairie View’s Supervised Persons to adhere not only to the specific provisions of the Code, but also to
the general principles that guide the Code. The Code covers a range of topics that address employee ethics and
conflicts of interest. To request a copy of the Code, please contact the Advisor at (605) 777-1851.
B. Personal Trading with Material Interest
Prairie View allows Supervised Persons to purchase or sell the same securities that may be recommended to and
purchased on behalf of Clients. Prairie View does not act as principal in any transactions. In addition, the Advisor
does not act as the general partner of a fund, or advise an investment company. Prairie View does not have a material
interest in any securities traded in Client accounts.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 9
C. Personal Trading in Same Securities as Clients
Prairie View allows Supervised Persons to purchase or sell the same securities that may be recommended to and
purchased on behalf of Clients. Owning the same securities that are recommended (purchase or sell) to Clients
presents a conflict of interest that, as fiduciaries, must be disclosed to Clients and mitigated through policies and
procedures. As noted above, the Advisor has adopted the Code to address insider trading (material non-public
information controls); gifts and entertainment; outside business activities and personal securities reporting. When
trading for personal accounts, Supervised Persons have a conflict of interest if trading in the same securities. The
fiduciary duty to act in the best interest of its Clients can be violated if personal trades are made with more
advantageous terms than Client trades, or by trading based on material non-public information. This risk is mitigated
by Prairie View requiring reporting of personal securities trades by its Supervised Persons for review by the Chief
Compliance Officer (“CCO”) or delegate. The Advisor has also adopted written policies and procedures to detect the
misuse of material, non-public information.
D. Personal Trading at Same Time as Client
While Prairie View allows Supervised Persons to purchase or sell the same securities that may be recommended to
and purchased on behalf of Clients, such trades are typically aggregated with Client orders or traded afterwards. At
no time will Prairie View, or any Supervised Person of Prairie View, transact in any security to the detriment
of any Client.
Item 12 – Brokerage Practices
A. Recommendation of Custodian[s]
Prairie View does not have discretionary authority to select the broker-dealer/custodian for custody and execution
services. The Client will engage the broker-dealer/custodian (herein the "Custodian") to safeguard Client assets and
authorize Prairie View to direct trades to the Custodian as agreed upon in the investment advisory agreement.
Further, Prairie View does not have the discretionary authority to negotiate commissions on behalf of Clients on a
trade-by-trade basis.
Where Prairie View does not exercise discretion over the selection of the Custodian, it may recommend the Custodian
to Clients for custody and execution services. Clients are not obligated to use the Custodian recommended by the
Advisor and will not incur any extra fee or cost associated with using a custodian not recommended by Prairie View.
However, the Advisor may be limited in the services it can provide if the recommended Custodian is not engaged.
Prairie View may recommend the Custodian based on criteria such as, but not limited to, reasonableness of
commissions charged to the Client, services made available to the Client, and its reputation and/or the location of the
Custodian’s offices.
The Advisor will generally recommend that Clients establish their account[s] at Raymond James & Associates, Inc.
(“Raymond James”). Raymond James is a FINRA-registered broker-dealer and New York Stock Exchange/SIPC
member. Raymond James will serve as the Client’s “qualified custodian”. The Advisor maintains institutional
relationships with Raymond James, whereby the Advisor receives economic benefits from the Custodian. Please see
Item 14 below. Following are additional details regarding the brokerage practices of the Advisor:
In certain circumstances, the Advisor may execute transactions through broker-dealers or counterparties other than
the Client’s Custodian (“trading away”). This may occur for a variety of reasons, including (i) seeking best execution
for a particular transaction; (ii) accessing specific securities, investment strategies, or markets not available through
the custodian; and (iii) executing transactions in fixed income securities, options, structured products, or other
instruments where execution quality or pricing may be more favorable through a specialized broker-dealer. The
Advisor seeks best execution for Client transactions by considering a range of factors, including, but not limited to,
price, execution capability, financial responsibility, responsiveness, and the value of services provided. The Advisor
evaluates whether trading away is appropriate based on the totality of these factors and will do so only when it
believes such execution is consistent with its fiduciary obligations. Clients provide consent to the Advisor’s brokerage
practices, including the use of trading away, through the execution of the advisory agreement and respective custodial
forms.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 10
1. Soft Dollars - Soft dollars are revenue programs offered by broker-dealers/custodians whereby an advisor enters
into an agreement to place security trades with a broker-dealer/custodian in exchange for research and other
services. Prairie View does not participate in soft dollar programs sponsored or offered by any broker-
dealer/custodian. However, the Advisor receives certain economic benefits from the Custodian. Please see
Item 14 below.
2. Brokerage Referrals - Prairie View does not receive any compensation from any third party in connection with the
recommendation for establishing an account.
3. Directed Brokerage - All Clients are serviced on a “directed brokerage basis”, where Prairie View will place trades
within the established account[s] at the Custodian designated by the Client. Further, all Client accounts are traded
within their respective account[s]. The Advisor will not engage in any principal transactions (i.e., trade of any security
from or to the Advisor’s own account) or cross transactions with other Client accounts (i.e., purchase of a security
into one Client account from another Client’s account[s]). Prairie View will not be obligated to select competitive bids
on securities transactions and does not have an obligation to seek the lowest available transaction costs. These costs
are determined by the Custodian.
B. Aggregating and Allocating Trades
The primary objective in placing orders for the purchase and sale of securities for Client accounts is to obtain the
most favorable net results taking into account such factors as 1) price, 2) size of the order, 3) difficulty of execution,
4) confidentiality and 5) skill required of the Custodian. Prairie View will execute its transactions through the Custodian
as authorized by the Client. Prairie View may aggregate orders in a block trade or trades when securities are
purchased or sold through the Custodian for multiple (discretionary) accounts in the same trading day. If a block trade
cannot be executed in full at the same price or time, the securities actually purchased or sold by the close of each
business day must be allocated in a manner that is consistent with the initial pre-allocation or other written statement.
This must be done in a way that does not consistently advantage or disadvantage any particular Clients’ accounts.
Trading away from the Custodian may limit the Advisor’s ability to aggregate orders across client accounts. As a
result, a Client may receive less favorable pricing than would otherwise be achieved through aggregated transactions.
The Advisor considers these factors in determining whether to trade away and seeks to allocate transactions in a fair
and equitable manner over time.
Item 13 – Review of Accounts
A. Frequency of Reviews
Securities in Client accounts are monitored on a regular and continuous basis by Adam D. Cox, Chief Compliance
Officer of Prairie View. Formal reviews are generally conducted at least annually or more frequently depending on
the needs of the Client.
B. Causes for Reviews
In addition to the investment monitoring noted in Item 13.A., each Client account shall be reviewed at least annually.
Reviews may be conducted more frequently at the Client’s request. Accounts may be reviewed as a result of major
changes in economic conditions, known changes in the Client’s financial situation, and/or large deposits or
withdrawals in the Client’s account[s]. The Client is encouraged to notify Prairie View if changes occur in the Client’s
personal financial situation that might adversely affect the Client’s investment plan. Additional reviews may be
triggered by material market, economic or political events.
C. Review Reports
The Client will receive brokerage statements no less than quarterly from the Custodian. These brokerage statements
are sent directly from the Custodian to the Client. The Client may also establish electronic access to the Custodian’s
website so that the Client may view these reports and their account activity. Client brokerage statements will include
all positions, transactions and fees relating to the Client’s account[s]. The Advisor may also provide Clients with
periodic reports regarding their holdings, allocations, and performance.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 11
Item 14 – Client Referrals and Other Compensation
A. Compensation Received by Prairie View
Prairie View is a fee-based advisory firm, that is compensated solely by its Clients and not from any investment product.
Prairie View does not receive commissions or other compensation from product sponsors, broker-dealers or any un-
related third party. Prairie View may refer Clients to various unaffiliated, non-advisory professionals (e.g. attorneys,
accountants, estate planners) to provide certain financial services necessary to meet the goals of its Clients. Likewise,
Prairie View may receive non-compensated referrals of new Clients from various third-parties.
Participation in Institutional Advisor Platform
As noted in item 12, the Advisor has established an institutional relationship with Raymond James to assist the
Advisor in managing Client account[s]. As part of the arrangement, Raymond James makes available to the Advisor,
certain research and brokerage services, including research services obtained by Raymond James directly from
independent research companies. The Advisor may also receive additional services and support from Raymond
James. The Advisor has an incentive to continue to use or expand the use of Raymond James's services. The Advisor
examined this potential conflict of interest when it chose to enter into the relationship with Raymond James and has
determined that the relationship is in the best interests of the Advisor’s Clients and satisfies its Client obligations,
including its duty to seek best execution. Please see Item 12 above. The Advisor receives access to software and
related support because the Advisor renders investment management services to Clients that maintain assets at
Raymond James. The software and related systems support may benefit the Advisor, but not its Clients directly. In
fulfilling its duties to its Clients, the Advisor endeavors at all times to put the interests of its Clients first. Clients should
be aware, however, that the receipt of economic benefits from a Custodian creates a conflict of interest since these
benefits may influence the Advisor's recommendation of this Custodian over one that does not furnish similar
software, systems support, or services.
B. Compensation for Client Referrals
The Advisor does not compensate, either directly or indirectly, any persons who are not supervised persons, for Client
referrals.
Item 15 – Custody
The Advisor is authorized to deduct its fees from the Client’s account[s] at the Custodian. The Client must place all
assets with a “qualified custodian”. The Client is required to engage the Custodian to retain all funds and securities
and direct the Advisor to utilize that Custodian for security transactions in the account[s]. The Client should review
statements provided by the Custodian, as the Custodian does not perform this review. For more information about
custodians and brokerage practices, see Item 12 – Brokerage Practices.
Item 16 – Investment Discretion
Prairie View generally has discretion over the selection and amount of securities to be bought or sold in Client
accounts without obtaining prior consent or approval from the Client. However, these purchases or sales may be
subject to specified investment objectives, guidelines, or limitations previously set forth by the Client and agreed to
by Prairie View. Discretionary authority will only be authorized upon full disclosure to the Client. The granting of such
authority will be evidenced by the Client's execution of an investment advisory agreement containing all applicable
limitations to such authority. All discretionary trades made by Prairie View will be in accordance with each Client's
investment objectives and goals.
Item 17 – Voting Client Securities
The Advisor has the authority to vote Client proxies. The Advisor has adopted proxy-voting guidelines to vote
alongside with the management of the companies, seeking to ensure votes are made in the best interest of the
Advisor's Clients. Furthermore, it is understood that any material conflicts between the Advisor’s interests and Clients
with regard to proxy voting must be resolved before proxies are voted. Clients of the Advisor may obtain upon request
a copy of our Proxy Voting Policies and Procedures and a record of how the Advisor voted a Client’s securities by
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 12
contacting the Advisor at (605) 777-1851.
Item 18 – Financial Information
Neither Prairie View, nor its management, have any adverse financial situations that would reasonably impair the
ability of Prairie View to meet all obligations to its Clients. Neither Prairie View, nor any of its Advisory Persons, have
been subject to a bankruptcy or financial compromise. Prairie View is not required to deliver a balance sheet along
with this Disclosure Brochure as the Advisor does not collect advance fees of $1,200 or more for services to be
performed six months or more in the future.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 13
Form ADV Part 2B – Brochure Supplement
for
Kyle C. Cipperley, CFA®
Partner
Effective: October 12, 2026
This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Kyle C.
Cipperley, CFA® (CRD# 8234677) in addition to the information contained in the Prairie View Wealth Partners LLC
(“Prairie View” or the “Advisor”, CRD# 341361) Disclosure Brochure. If you have not received a copy of the Disclosure
Brochure or if you have any questions about the contents of the Prairie View Disclosure Brochure or this Brochure
Supplement, please contact us at (605) 777-1851.
Additional information about Mr. Cipperley is available on the SEC’s Investment Adviser Public Disclosure website at
www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 8234677.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 14
Item 2 – Educational Background and Business Experience
Kyle C. Cipperley, CFA®, born in 1984, is dedicated to advising Clients of Prairie View as a Partner. Mr. Cipperley
earned his Bachelor of Business Administration Degree in Finance from University of South Dakota in 2007.
Additional information regarding Mr. Cipperley’s employment history is included below.
Employment History:
Partner, Prairie View Wealth Partners LLC
Investments Manager, The First National Bank in Sioux Falls
04/2026 to Present
07/2009 to 04/2026
Chartered Financial Analyst™ (“CFA®”)
The Chartered Financial Analyst™ (“CFA®”) charter is a professional designation established in 1962 and awarded
by CFA® Institute. To earn the CFA® charter, candidates must pass three sequential, six-hour examinations over two
to four years. The three levels of the CFA® Program test a wide range of investment topics, including ethical and
professional standards, fixed-income analysis, alternative and derivative investments, and portfolio management and
wealth planning. Also, CFA® charter holders must have at least four years of acceptable professional experience in
the investment decision-making process and must commit to abide by, and annually reaffirm their adherence to the
CFA® Institute Code of Ethics and Standards of Professional Conduct. CFA® is a trademark owned by CFA® Institute.
Item 3 – Disciplinary Information
There are no legal, civil or disciplinary events to disclose regarding Mr. Cipperley. Mr. Cipperley has never
been involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration
claims or administrative proceedings against Mr. Cipperley.
Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been
found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes; fraud;
false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery, counterfeiting, or
extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil or
disciplinary events to disclose regarding Mr. Cipperley.
However, we do encourage you to independently view the background of Mr. Cipperley on the Investment Adviser
Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD#
8234677.
Item 4 – Other Business Activities
Mr. Cipperley is dedicated to the investment advisory activities of Prairie View’s Clients. Mr. Cipperley does not have
any other business activities.
Item 5 – Additional Compensation
Mr. Cipperley is dedicated to the investment advisory activities of Prairie View’s Clients. Mr. Cipperley does not
receive any additional forms of compensation.
Item 6 – Supervision
Mr. Cipperley serves as a Partner of Prairie View and is supervised by Adam Cox, the Chief Compliance Officer. Mr.
Cox can be reached at (605) 777-1851.
Prairie View has implemented a Code of Ethics, an internal compliance document that guides each Supervised
Person in meeting their fiduciary obligations to Clients of Prairie View. Further, Prairie View is subject to regulatory
oversight by various agencies. These agencies require registration by Prairie View and its Supervised Persons. As a
registered entity, Prairie View is subject to examinations by regulators, which may be announced or unannounced.
Prairie View is required to periodically update the information provided to these agencies and to provide various
reports regarding the business activities and assets of the Advisor.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 15
Form ADV Part 2B – Brochure Supplement
for
Paula K. Bindert, CPA, PFS®
Partner
Effective: October 12, 2026
This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Paula
K. Bindert, CPA, PFS® (CRD# 8234676) in addition to the information contained in the Prairie View Wealth Partners
LLC (“Prairie View” or the “Advisor”, CRD# 341361) Disclosure Brochure. If you have not received a copy of the
Disclosure Brochure or if you have any questions about the contents of the Prairie View Disclosure Brochure or this
Brochure Supplement, please contact us at (605) 777-1851.
Additional information about Mrs. Bindert is available on the SEC’s Investment Adviser Public Disclosure website at
www.adviserinfo.sec.gov by searching with her full name or her Individual CRD# 8234676.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 16
Item 2 – Educational Background and Business Experience
Paula K. Bindert, CPA, PFS®, born in 1972, is dedicated to advising Clients of Prairie View as a Partner. Mrs. Bindert
earned her Bachelor’s Degree in Accounting and Business Administration from Northwestern College in 1994.
Additional information regarding Mrs. Bindert’s employment history is included below.
Employment History:
Partner, Prairie View Wealth Partners LLC
Senior Family Office Advisor, The First National Bank in Sioux Falls
CPA/Tax Partner, Fossum & Bindert LLP
04/2026 to Present
02/2022 to 04/2026
07/2011 to 11/2021
testing requirements
licensure as a CPA generally
Certified Public Accountant™ (“CPA”)
CPAs are licensed and regulated by their state boards of accountancy. While state laws and regulations vary, the
include minimum
for
education, experience and
college education (typically 150 credit hours with at least a baccalaureate degree and a concentration in accounting),
minimum experience levels (most states require at least one year of experience providing services that involve the
use of accounting, attest, compilation, management advisory, financial advisory, tax or consulting skills, all of which
must be achieved under the supervision of or verification by a CPA), and successful passage of the Uniform CPA
Examination. In order to maintain a CPA license, states generally require the completion of 40 hours of continuing
professional education (CPE) each year (or 80 hours over a two-year period or 120 hours over a three-year
period). Additionally, all American Institute of Certified Public Accountants™ (AICPA®) members are required to follow
a rigorous Code of Professional Conduct which requires that they act with integrity, objectivity, due care, competence,
fully disclose any conflicts of interest (and obtain client consent if a conflict exists), maintain client confidentiality,
disclose to the client any commission or referral fees, and serve the public interest when providing financial services.
The vast majority of state boards of accountancy have adopted the AICPA’s® Code of Professional Conduct within
their state accountancy laws or have created their own.
Personal Financial Specialist™ (“PFS®”)
The PFS® credential demonstrates that an individual has met the minimum education, experience, and testing
required of a CPA® in addition to a minimum level of expertise in personal financial planning. To attain the PFS®
credential, a candidate must hold an unrevoked CPA® license, fulfill 3,000 hours of personal financial planning
business experience, complete 80 hours of individual financial planning CPE® credits, pass a comprehensive financial
planning exam and be an active member of the AICPA®. A PFS® credential holder is required to adhere to AICPA’s®
Code of Professional Conduct and is encouraged to follow AICPA’s® Statement on Responsibilities in Financial
Planning Practice. To maintain their PFS® credential, the recipient must complete 60 hours of financial planning CPE®
credits every three years. The PFS® credential is administered through the AICPA®.
Item 3 – Disciplinary Information
There are no legal, civil or disciplinary events to disclose regarding Mrs. Bindert. Mrs. Bindert has never been
involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration claims
or administrative proceedings against Mrs. Bindert.
Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been
found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes; fraud;
false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery, counterfeiting, or
extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil or
disciplinary events to disclose regarding Mrs. Bindert.
However, we do encourage you to independently view the background of Mrs. Bindert on the Investment Adviser
Public Disclosure website at www.adviserinfo.sec.gov by searching with her full name or her Individual CRD#
8234676.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 17
Item 4 – Other Business Activities
Mrs. Bindert is dedicated to the investment advisory activities of Prairie View’s Clients. Mrs. Bindert does not have
any other business activities.
Item 5 – Additional Compensation
Mrs. Bindert is dedicated to the investment advisory activities of Prairie View’s Clients. Mrs. Bindert does not receive
any additional forms of compensation.
Item 6 – Supervision
Mrs. Bindert serves as a Partner of Prairie View and is supervised by Adam Cox, the Chief Compliance Officer. Mr.
Cox can be reached at (605) 777-1851.
Prairie View has implemented a Code of Ethics, an internal compliance document that guides each Supervised
Person in meeting their fiduciary obligations to Clients of Prairie View. Further, Prairie View is subject to regulatory
oversight by various agencies. These agencies require registration by Prairie View and its Supervised Persons. As a
registered entity, Prairie View is subject to examinations by regulators, which may be announced or unannounced.
Prairie View is required to periodically update the information provided to these agencies and to provide various
reports regarding the business activities and assets of the Advisor.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 18
Privacy Policy
Effective: October 12, 2026
Our Commitment to You
Prairie View Wealth Partners LLC (“Prairie View” or the “Advisor”) is committed to safeguarding the use of personal
information of our Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as
described here in our Privacy Policy (“Policy”).
Our relationship with you is our most important asset. We understand that you have entrusted us with your private
information, and we do everything that we can to maintain that trust. Prairie View (also referred to as "we", "our" and
"us”) protects the security and confidentiality of the personal information we have and implements controls to ensure
that such information is used for proper business purposes in connection with the management or servicing of our
relationship with you.
Prairie View does not sell your non-public personal information to anyone. Nor do we provide such information to
others except for discrete and reasonable business purposes in connection with the servicing and management of
our relationship with you, as discussed below.
Details of our approach to privacy and how your personal non-public information is collected and used are set forth
in this Policy.
Why you need to know?
Registered Investment Advisors (“RIAs”) must share some of your personal information in the course of servicing
your account. Federal and State laws give you the right to limit some of this sharing and require RIAs to disclose how
we collect, share, and protect your personal information.
What information do we collect from you?
Driver’s license number
Date of birth
Social security or taxpayer identification number
Assets and liabilities
Name, address and phone number[s]
Income and expenses
E-mail address[es]
Investment activity
Account information (including other institutions)
Investment experience and goals
What Information do we collect from other sources?
Custody, brokerage and advisory agreements
Other advisory agreements and legal documents
Transactional information with us or others
Account applications and forms
Investment questionnaires and suitability
documents
Other information needed to service account
How do we protect your information?
To safeguard your personal information from unauthorized access and use we maintain physical, procedural and
electronic security measures. These include such safeguards as secure passwords, encrypted file storage and a
secure office environment. Our technology vendors provide security and access control over personal information
and have policies over the transmission of data. Our associates are trained on their responsibilities to protect Client’s
personal information.
We require third parties that assist in providing our services to you to protect the personal information they receive
from us.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 19
How do we share your information?
An RIA shares Client personal information to effectively implement its services. In the section below, we list some
reasons we may share your personal information.
Basis For Sharing
Do we share?
Can you limit?
Yes
No
to: processing
No
Not Shared
Yes
Yes
Servicing our Clients
We may share non-public personal information with non-affiliated third
parties (such as administrators, brokers, custodians, regulators, credit
agencies, other financial institutions) as necessary for us to provide agreed
upon services to you, consistent with applicable law, including but not
limited
transactions; general account maintenance;
responding to regulators or legal investigations; and credit reporting.
Marketing Purposes
Prairie View does not disclose, and does not intend to disclose, personal
information with non-affiliated third parties to offer you services. Certain
laws may give us the right to share your personal information with financial
institutions where you are a customer and where Prairie View or the client
has a formal agreement with the financial institution. We will only share
information for purposes of servicing your accounts, not for
marketing purposes.
Authorized Users
Your non-public personal information may be disclosed to you and persons
that we believe to be your authorized agent[s] or representative[s].
No
Not Shared
Information About Former Clients
Prairie View does not disclose and does not intend to disclose, non-public
personal information to non-affiliated third parties with respect to persons
who are no longer our Clients.
Changes to our Privacy Policy
We will send you a copy of this Policy annually for as long as you maintain an ongoing relationship with us.
Periodically we may revise this Policy and will provide you with a revised Policy if the changes materially alter the
previous Privacy Policy. We will not, however, revise our Privacy Policy to permit the sharing of non-public personal
information other than as described in this notice unless we first notify you and provide you with an opportunity to
prevent the information sharing.
Any Questions?
You may ask questions or voice any concerns, as well as obtain a copy of our current Privacy Policy by contacting
us at (605) 777-1851.
Prairie View Wealth Partners LLC
6212 South Pinnacle Place, Sioux Falls, SD 57108
Phone: (605) 777-1851 | Website: https://PrairieViewWP.com
Page 20