Overview
- Headquarters
- Fairhope, AL
- Total Firm Assets
- $468 million
- Average High-Net-Worth Client Portfolio Size
- $2.5 million
Fee Structure
Primary Fee Schedule (2026.03.11 FORM ADV PART 2A)
| Min | Max | Marginal Fee Rate |
|---|---|---|
| $0 | $500,000 | 1.00% |
| $500,001 | $1,000,000 | 0.85% |
| $1,000,001 | $2,000,000 | 0.65% |
| $2,000,001 | $5,000,000 | 0.50% |
| $5,000,001 | $10,000,000 | 0.35% |
| $10,000,001 | $25,000,000 | 0.20% |
| $25,000,001 | and above | Negotiable |
Minimum Annual Fee: $7,000
Illustrative Fee Rates
| Total Assets | Annual Fees | Average Fee Rate |
|---|---|---|
| $1 million | $9,250 | 0.92% |
| $5 million | $30,750 | 0.62% |
| $10 million | $48,250 | 0.48% |
| $50 million | Negotiable | Negotiable |
| $100 million | Negotiable | Negotiable |
Clients
- High-Net-Worth Share of Firm Assets
- 83.09%
- Number of High-Net-Worth Clients
- 154
- Total Client Accounts
- 859
- Discretionary Accounts
- 846
- Non-Discretionary Accounts
- 13
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Regulatory Filings
- SEC CRD Number
- 155548
Primary Brochure: 2026.03.11 FORM ADV PART 2A (2026-03-12)
View Document Text
ADV Part 2A, Brochure
i
Item 2: Material Changes
ii
Item 3: Table of Contents
iii
Item 4: Advisory Business
1
2
3
Item 5: Fees and Compensation
4
5
6
7
Item 6: Performance-Based Fees and Side-By-Side Management
Item 7: Types of Clients
Item 8: Methods of Analysis, Investment Strategies, and Risk of
Investment Loss
8
9
Item 9: Disciplinary Information
Item 10: Other Financial Industry Activities and Affiliations
10
Item 11: Code of Ethics, Participation in Transactions, Personal
Trading
11
12
Item 12: Brokerage Practices
13
Item 13: Reviews of Accounts
14
Item 14: Client Referrals and Other Compensation
Item 15: Custody
15
Item 16: Investment Discretion
16
Item 17: Voting Client Securities (Proxy Voting)
Item 18: Financial Information
17