Overview
- Headquarters
- Middleton, WI
- Total Firm Assets
- $1.2 billion
- Average High-Net-Worth Client Portfolio Size
- $3.5 million
- Stated Minimum Account Size
- $250,000
Fee Disclosure
Source: ERN FINANCIAL LLC D/B/A CANOPY WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (2025-06-03)
· View brochure text
Latest filing: ERN FINANCIAL LLC D/B/A CANOPY WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (2026-02-12)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $500,000 | 1.20% |
| $500,001 | $1,500,000 | 0.80% |
| $1,500,001 | $3,000,000 | 0.60% |
| $3,000,001 | $5,000,000 | 0.50% |
| $5,000,001 | and above | 0.40% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $10,000 | 1.00% |
| $5 million | $33,000 | 0.66% |
| $10 million | $53,000 | 0.53% |
| $50 million | $213,000 | 0.43% |
| $100 million | $413,000 | 0.41% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 88.14%
- Number of High-Net-Worth Clients
- 293
- Total Client Accounts
- 2,608
- Discretionary Accounts
- 2,192
- Non-Discretionary Accounts
- 416
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Educational Seminars
Regulatory Filings
- SEC CRD Number
- 297717
- ERN FINANCIAL LLC D/B/A CANOPY WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (2026-02-12) · View brochure text
- ERN FINANCIAL LLC D/B/A CANOPY WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (2025-06-03) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗