Overview
- Headquarters
- Louisville, KY
- Total Firm Assets
- $882 million
- Average High-Net-Worth Client Portfolio Size
- $54.2 million
Fee Disclosure
Source: CASTELLAN ADV PART 2A&2B (2026-03-25) · View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $10,000,000 | 0.75% |
| $10,000,001 | $25,000,000 | 0.50% |
| $25,000,001 | $50,000,000 | 0.40% |
| $50,000,001 | $100,000,000 | 0.30% |
| $100,000,001 | and above | 0.20% |
Stated Minimum Annual Fee: $30,000
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $30,000 | 3.00% |
| $5 million | $37,500 | 0.75% |
| $10 million | $75,000 | 0.75% |
| $50 million | $250,000 | 0.50% |
| $100 million | $400,000 | 0.40% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 73.78%
- Number of High-Net-Worth Clients
- 12
- Total Client Accounts
- 106
- Discretionary Accounts
- 103
- Non-Discretionary Accounts
- 3
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles
Regulatory Filings
- SEC CRD Number
- 299363
- CASTELLAN ADV PART 2A&2B (2026-03-25) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗