Overview
- Headquarters
- San Jose, CA
- Total Firm Assets
- $987 million
- Average High-Net-Worth Client Portfolio Size
- $4.5 million
Fee Disclosure
Source: CWM - ADV PART 2A, APP 1 - WRAP BROCHURE (2026-03-24)
· View brochure text
Latest filing: CWM - ADV PART 2A FIRM BROCHURE (2026-03-24)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $2,000,000 | 1.50% |
| $2,000,001 | $3,000,000 | 1.35% |
| $3,000,001 | $5,000,000 | 1.20% |
| $5,000,001 | and above | Negotiable |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $15,000 | 1.50% |
| $5 million | $67,500 | 1.35% |
| $10 million | Negotiable | Negotiable |
| $50 million | Negotiable | Negotiable |
| $100 million | Negotiable | Negotiable |
Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in California for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 82.30%
- Number of High-Net-Worth Clients
- 179
- Total Client Accounts
- 1,546
- Discretionary Accounts
- 1,543
- Non-Discretionary Accounts
- 3
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 167151
- CWM - ADV PART 2A, APP 1 - WRAP BROCHURE (2026-03-24) (fee schedule source) · View brochure text
- CWM - ADV PART 2A FIRM BROCHURE (2026-03-24) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗