Overview
- Headquarters
- Horseheads, NY
- Total Firm Assets
- $1.5 billion
- Average High-Net-Worth Client Portfolio Size
- $3.6 million
- Stated Minimum Account Size
- $250,000
Fee Disclosure
Source: ADV PART II BROCHURE (2026-03-30) · View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $1,000,000 | 2.00% |
| $1,000,001 | $2,000,000 | 1.75% |
| $2,000,001 | $3,000,000 | 1.50% |
| $3,000,001 | $4,000,000 | 1.25% |
| $4,000,001 | $5,000,000 | 1.12% |
| $5,000,001 | $12,000,000 | 1.00% |
| $12,000,001 | $15,000,000 | 0.76% |
| $15,000,001 | $20,000,000 | 0.68% |
| $20,000,001 | $25,000,000 | 0.60% |
| $25,000,001 | and above | 0.55% |
Stated Minimum Annual Fee: $5,000
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $20,000 | 2.00% |
| $5 million | $76,250 | 1.52% |
| $10 million | $126,250 | 1.26% |
| $50 million | $370,550 | 0.74% |
| $100 million | $645,550 | 0.65% |
Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in New York for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 77.54%
- Number of High-Net-Worth Clients
- 324
- Total Client Accounts
- 2,843
- Discretionary Accounts
- 2,806
- Non-Discretionary Accounts
- 37
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Educational Seminars
Regulatory Filings
- SEC CRD Number
- 105361
- ADV PART II BROCHURE (2026-03-30) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗