Overview
- Headquarters
- Dallas, TX
- Total Firm Assets
- $1.2 billion
- Average High-Net-Worth Client Portfolio Size
- $3.7 million
- Stated Minimum Account Size
- $500,000
Fee Disclosure
Source: ADV PART 2A (2025-04-28)
· View brochure text
Latest filing: ADV PART 2A (2026-03-31)
· View brochure text
Latest filing: JIM WARNER PART 2B (2026-03-31)
· View brochure text
Latest filing: RICK LEAR PART 2B (2026-03-31)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $10,000,000 | 1.00% |
| $10,000,001 | $30,000,000 | 0.90% |
| $30,000,001 | and above | 0.80% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $10,000 | 1.00% |
| $5 million | $50,000 | 1.00% |
| $10 million | $100,000 | 1.00% |
| $50 million | $440,000 | 0.88% |
| $100 million | $840,000 | 0.84% |
Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in Texas for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 28.90%
- Number of High-Net-Worth Clients
- 96
- Total Client Accounts
- 945
- Discretionary Accounts
- 869
- Non-Discretionary Accounts
- 76
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Regulatory Filings
- SEC CRD Number
- 174119
- ADV PART 2A (2026-03-31) · View brochure text
- JIM WARNER PART 2B (2026-03-31) · View brochure text
- RICK LEAR PART 2B (2026-03-31) · View brochure text
- ADV PART 2A (2025-04-28) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗