Overview
- Headquarters
- Cold Spring, NY
- Total Firm Assets
- $228 million
- Average High-Net-Worth Client Portfolio Size
- $4.4 million
- Stated Minimum Account Size
- $500,000
Fee Disclosure
Source: ADV PART II (2025-09-05)
· View brochure text
Latest filing: ADV PART II (2026-09-01)
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Latest filing: ADV PART II SUPPLEMENTAL BROCHURE (2026-09-01)
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| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $500,000 | 1.50% |
| $500,001 | $1,000,000 | 1.38% |
| $1,000,001 | $5,000,000 | 1.25% |
| $5,000,001 | $10,000,000 | 1.00% |
| $10,000,001 | $25,000,000 | 0.75% |
| $25,000,001 | and above | Negotiable |
Stated Minimum Annual Fee: $500
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $14,375 | 1.44% |
| $5 million | $64,375 | 1.29% |
| $10 million | $114,375 | 1.14% |
| $50 million | Negotiable | Negotiable |
| $100 million | Negotiable | Negotiable |
Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in New York for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 52.17%
- Number of High-Net-Worth Clients
- 27
- Total Client Accounts
- 90
- Discretionary Accounts
- 81
- Non-Discretionary Accounts
- 9
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Regulatory Filings
- SEC CRD Number
- 119597
- ADV PART II (2026-09-01) · View brochure text
- ADV PART II SUPPLEMENTAL BROCHURE (2026-09-01) · View brochure text
- ADV PART II (2025-09-05) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗