Overview
- Headquarters
- Charlotte, NC
- Total Firm Assets
- $1.4 billion
- Average High-Net-Worth Client Portfolio Size
- $5.8 million
- Stated Minimum Account Size
- $5,000,000
Fee Disclosure
Source: MBL WEALTH ADV PART 2A BROCHURE (2025-03-10)
· View brochure text
Latest filing: MBL WEALTH ADV PART 2A BROCHURE (2026-03-11)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $2,000,000 | 0.90% |
| $2,000,001 | $5,000,000 | 0.75% |
| $5,000,001 | $10,000,000 | 0.60% |
| $10,000,001 | $25,000,000 | 0.40% |
| $25,000,001 | and above | 0.25% |
Stated Minimum Annual Fee: $40,000
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | Below minimum client size | |
| $5 million | $40,500 | 0.81% |
| $10 million | $70,500 | 0.70% |
| $50 million | $193,000 | 0.39% |
| $100 million | $318,000 | 0.32% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 99.48%
- Number of High-Net-Worth Clients
- 242
- Total Client Accounts
- 1,156
- Discretionary Accounts
- 1,156
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Regulatory Filings
- SEC CRD Number
- 305176
- MBL WEALTH ADV PART 2A BROCHURE (2026-03-11) · View brochure text
- MBL WEALTH ADV PART 2A BROCHURE (2025-03-10) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗