Overview
- Headquarters
- Plymouth, MN
- Total Firm Assets
- $222 million
- Average High-Net-Worth Client Portfolio Size
- $3.3 million
Fee Disclosure
Source: PHILLIP JAMES FINANCIAL ADV FIRM BROCHURE (2025-03-21)
· View brochure text
Latest filing: PHILLIP JAMES FINANCIAL ADV FIRM BROCHURE (2026-03-27)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $500,000 | 1.50% |
| $500,001 | $5,000,000 | 1.00% |
| $5,000,001 | and above | 0.50% |
Stated Minimum Annual Fee: $12,500
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $12,500 | 1.25% |
| $5 million | $52,500 | 1.05% |
| $10 million | $77,500 | 0.78% |
| $50 million | $277,500 | 0.56% |
| $100 million | $527,500 | 0.53% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 89.08%
- Number of High-Net-Worth Clients
- 60
- Total Client Accounts
- 758
- Discretionary Accounts
- 751
- Non-Discretionary Accounts
- 7
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Regulatory Filings
- SEC CRD Number
- 168228
- PHILLIP JAMES FINANCIAL ADV FIRM BROCHURE (2026-03-27) · View brochure text
- PHILLIP JAMES FINANCIAL ADV FIRM BROCHURE (2025-03-21) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗