Overview
- Headquarters
- Providence, RI
- Total Firm Assets
- $105 million
- Average High-Net-Worth Client Portfolio Size
- $0.8 million
- Stated Minimum Account Size
- $50,000
Fee Disclosure
Source: FORM ADV PART 2A (2025-10-24)
· View brochure text
Latest filing: FORM ADV PART 2A (2026-03-31)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $500,000 | 1.50% |
| $500,001 | $1,000,000 | 1.25% |
| $1,000,001 | $2,000,000 | 1.00% |
| $2,000,001 | $5,000,000 | 0.85% |
| $5,000,001 | $10,000,000 | 0.50% |
| $10,000,001 | and above | 0.35% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $13,750 | 1.38% |
| $5 million | $49,250 | 0.98% |
| $10 million | $74,250 | 0.74% |
| $50 million | $214,250 | 0.43% |
| $100 million | $389,250 | 0.39% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 21.42%
- Number of High-Net-Worth Clients
- 27
- Total Client Accounts
- 386
- Discretionary Accounts
- 382
- Non-Discretionary Accounts
- 4
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Regulatory Filings
- SEC CRD Number
- 332618
- FORM ADV PART 2A (2026-03-31) · View brochure text
- FORM ADV PART 2A (2025-10-24) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗