Overview
Assets Under Management: $119 million
Headquarters: ESSEX, CT
High-Net-Worth Clients: 28
Average Client Assets: $2.4 million
Frequently Asked Questions
SULLIVAN FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #121371), SULLIVAN FINANCIAL, LLC is subject to fiduciary duty under federal law.
SULLIVAN FINANCIAL, LLC is headquartered in ESSEX, CT.
SULLIVAN FINANCIAL, LLC serves 28 high-net-worth clients according to their SEC filing dated March 23, 2026. View client details ↓
According to their SEC Form ADV, SULLIVAN FINANCIAL, LLC offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
SULLIVAN FINANCIAL, LLC is ranked #207 by Forbes in 2025. Learn more about these rankings ↓
SULLIVAN FINANCIAL, LLC manages $119 million in client assets according to their SEC filing dated March 23, 2026.
According to their SEC Form ADV, SULLIVAN FINANCIAL, LLC serves high-net-worth individuals. View client details ↓
Recent Rankings
Forbes 2025: 207
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 28
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 55.84%
Average Client Assets: $2.4 million
Total Client Accounts: 308
Non-Discretionary Accounts: 308
Regulatory Filings
CRD Number: 121371
Filing ID: 2069411
Last Filing Date: 2026-03-23 15:10:10