View Document Text
Form ADV Part 2B
Brochure Supplement
Tandem Capital Management, Inc.
50 Tice Boulevard
Woodcliff Lake, New Jersey 07677
(201) 822-0028 |info@tandemcapitalmgmt.com
www.tandemcapitalmgmt.com
March 31, 2026
Form ADV Part 2B ("brochure supplement") provides information about Kent G. Sheng and Lauren L.
Wong and William Chen that supplements the Tandem Capital Management, Inc. brochure (Part 2A).
Please contact us at (201) 822-0028 if you have any questions about the contents of this supplement.
Page | 1
Form ADV Part 2B
Tandem Capital Management, Inc.
March 31, 2026
Form ADV Part 2B
Brochure Supplement
Tandem Capital Management, Inc.
50 Tice Boulevard
Woodcliff Lake, New Jersey 07677
(201) 822-0028 |info@tandemcapitalmgmt.com
www.tandemcapitalmgmt.com
March 31, 2026
Form ADV Part 2B ("brochure supplement") provides information about Kent G. Sheng and Lauren L.
Wong and William Chen that supplements the Tandem Capital Management, Inc. brochure (Part 2A).
Please contact us at (201) 822-0028 if you have any questions about the contents of this supplement.
Form ADV Part 2B
Tandem Capital Management, Inc.
March 31, 2026
Kent G. Sheng, CFA
President, Chief Investment Officer
Kent Sheng founded Tandem Capital Management, Inc. in March, 1991 and is a principal of the firm. He
has been Chief Investment Officer and Portfolio Manager since inception. As Chief Investment Officer,
Kent sets the firm’s overall investment philosophy and determines the investment policy and strategy
the firm pursues on behalf of its clients. As Portfolio Manager, Kent implements the firm’s growth-at-a-
reasonable-price investment approach, and performs and oversees individual equity and fixed income
security selection for all of Tandem Capital Management’s managed accounts.
Educational Background and Business Experience
Kent earned his Bachelor of Arts degree in Government at Cornell University and his Master in Public
Policy degree at the John F. Kennedy School of Government at Harvard University.
Before founding Tandem Capital Management, Kent began his career as an investment professional in
1985 with the financial-services firm, Dean Witter (later: Morgan Stanley), where he made investment
recommendations to high-net-worth individuals, pension plans, and corporate clients. Kent is a CFA*
(Chartered Financial Analyst) charterholder and is a member of the CFA Institute and CFA Society New
York.
He formerly served on the Board of Directors of the non-profit Tarrytown Music Hall in Tarrytown, New
York, where he was also treasurer and chair of the finance committee. He is a lifetime university
council member at Cornell University where he has served on several advisory boards and as president
of his class.
Disciplinary Information
Registered investment advisers are required to disclose all material facts regarding any legal or
disciplinary events that would be material. No information is applicable.
Other Business Activities
No information is applicable.
Additional Compensation
Kent does not receive any form of compensation other than as an employee of Tandem Capital
Management, Inc.
Supervision
Phualin Young, Chief Compliance Officer, is responsible for reviewing the advisory activities of Kent
Sheng.
Form ADV Part 2B
Tandem Capital Management, Inc.
March 31, 2026
Lauren L. Wong, CFA, CPWA®
Managing Principal and Wealth Manager
Lauren joined Tandem Capital Management in 1991 as an equities analyst and later became a co-manager of
the firm. In addition to managing portfolios, Lauren oversees the integration of wealth planning to clients’
total wealth management needs.
Educational Background and Business Experience
Lauren received her Bachelor of Science degree in Industrial Engineering and Operations Research from
Columbia University and her MBA degree in Finance and International Business from New York University.
She has over 25 years' experience in investment management. Prior to joining the firm, Lauren was a
securities analyst at Oppenheimer & Co., and an investment analyst at AT&T, where she was involved in asset
allocation and portfolio analysis for the AT&T Pension Trust and AT&T Foundation. Lauren is a CFA (Chartered
Financial Analyst)* charterholder and a Certified Private Wealth Advisor® (CPWA®)**.
She is a member of the CFA Institute, CFA Society New York, Financial Planning Association, and the
Investments & Wealth Institute®. Lauren is Chair Emerita of the Board of Visitors of the School of
Engineering and Applied Science at Columbia University.
Disciplinary Information
Registered investment advisers are required to disclose all material facts regarding any legal or
disciplinary events that would be material. No information is applicable.
Other Business Activities
No information is applicable.
Additional Compensation
Lauren does not receive any form of compensation other than as an employee of Tandem Capital
Management, Inc.
Supervision
Phualin Young, Chief Compliance Officer, is responsible for reviewing the advisory activities of Lauren
Wong.
Form ADV Part 2B
Tandem Capital Management, Inc.
March 31, 2026
William Chen
Principal and Vice President
William Chen is an equity analyst since 2018 and assistant portfolio manager at Tandem Capital Management
since 2020. He has over 10 years of institutional experience in finance and investment management. Before
joining the firm, William was the senior manager and VP of Alternative Investments at CITIC CLSA Ltd.,
overseeing the firm’s registered fund of funds and its statistical arbitrage fund. Prior to CITIC, William was a
quantitative analyst at GSB Podium Advisors LLC, a New York based hedge fund. He began his career at
Deutsche Bank, in proprietary equity trading.
Educational Background and Business Experience
William is a candidate for the CFA (Chartered Financial Analyst)* program. He earned his BA degree in
Economics and Music Performance from New York University, and is a Licentiate and Fellow of the Royal
Schools of Music.
Disciplinary Information
Registered investment advisers are required to disclose all material facts regarding any legal or
disciplinary events that would be material. No information is applicable.
Other Business Activities
No information is applicable.
Additional Compensation
William does not receive any form of compensation other than as an employee of Tandem Capital
Management, Inc.
Supervision
Phualin Young, Chief Compliance Officer, is responsible for reviewing the advisory activities of William
Chen.
* The CFA designation is offered through the CFA Institute, a global, not-for-profit organization of
investment professionals. The qualifications to be a CFA charterholder include:
•
•
•
•
•
A Bachelor's degree from an accredited institution.
Four years of acceptable professional work experience in the investment decision-making
process.
Completion of three exam levels of the CFA Program.
Acceptance by the CFA Institute to be a charterholder.
Adherence to the CFA Institute Code of Ethics and Standards of Conduct.
** The CPWA® Certification is offered through the Investment Management Consultants Association®
(IMCA®). The Certified Private Wealth Advisor® (CPWA®) certification program is an advanced credential
created specifically for wealth managers who work with high-net-worth clients focused on the
accumulation, preservation, and distribution of wealth.