Overview
- Headquarters
- Dana Point, CA
- Total Firm Assets
- $344 million
- Average High-Net-Worth Client Portfolio Size
- $1.5 million
- Stated Minimum Account Size
- $250,000
Fee Disclosure
Source: FORM ADV PART 2A (2025-03-20)
· View brochure text
Latest filing: FORM ADV PART 2A (2026-03-06)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $500,000 | 2.00% |
| $500,001 | $1,000,000 | 1.75% |
| $1,000,001 | $3,000,000 | 1.50% |
| $3,000,001 | $10,000,000 | 1.25% |
| $10,000,001 | and above | 1.00% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $18,750 | 1.88% |
| $5 million | $73,750 | 1.48% |
| $10 million | $136,250 | 1.36% |
| $50 million | $536,250 | 1.07% |
| $100 million | $1,036,250 | 1.04% |
Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in California for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 74.70%
- Number of High-Net-Worth Clients
- 174
- Total Client Accounts
- 786
- Discretionary Accounts
- 736
- Non-Discretionary Accounts
- 50
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Regulatory Filings
- SEC CRD Number
- 164405
- FORM ADV PART 2A (2026-03-06) · View brochure text
- FORM ADV PART 2A (2025-03-20) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗