Overview
- Headquarters
- Westminster, CO
- Total Firm Assets
- $1.5 billion
- Average High-Net-Worth Client Portfolio Size
- $2.1 million
- Stated Minimum Account Size
- $500,000
Fee Disclosure
Source: ADV PART 2A AND 2B (2026-08-14) · View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $1,000,000 | 1.25% |
| $1,000,001 | $3,000,000 | 1.15% |
| $3,000,001 | $5,000,000 | 1.00% |
| $5,000,001 | $10,000,000 | 0.89% |
| $10,000,001 | $20,000,000 | 0.80% |
| $20,000,001 | $40,000,000 | 0.73% |
| $40,000,001 | and above | 0.68% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $12,500 | 1.25% |
| $5 million | $55,500 | 1.11% |
| $10 million | $100,000 | 1.00% |
| $50 million | $394,000 | 0.79% |
| $100 million | $734,000 | 0.73% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 71.51%
- Number of High-Net-Worth Clients
- 511
- Total Client Accounts
- 3,662
- Discretionary Accounts
- 3,647
- Non-Discretionary Accounts
- 15
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Educational Seminars
Regulatory Filings
- SEC CRD Number
- 113681
- ADV PART 2A AND 2B (2026-08-14) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗