Overview
- Headquarters
- Las Vegas, NV
- Total Firm Assets
- $223 million
- Average High-Net-Worth Client Portfolio Size
- $1.9 million
Fee Disclosure
Source: ADV PART 2A- WHALEN WEALTH MANAGEMENT INC. DBA WHALEN FINANCIAL (2025-10-22)
· View brochure text
Latest filing: ADV PART 2A- WHALEN WEALTH MANAGEMENT INC. DBA WHALEN FINANCIAL (2026-03-09)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $2,000,000 | 1.20% |
| $2,000,001 | $5,000,000 | 1.00% |
| $5,000,001 | $10,000,000 | 0.50% |
| $10,000,001 | and above | 0.35% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $12,000 | 1.20% |
| $5 million | $54,000 | 1.08% |
| $10 million | $79,000 | 0.79% |
| $50 million | $219,000 | 0.44% |
| $100 million | $394,000 | 0.39% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 59.69%
- Number of High-Net-Worth Clients
- 69
- Total Client Accounts
- 825
- Discretionary Accounts
- 825
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 311869
- ADV PART 2A- WHALEN WEALTH MANAGEMENT INC. DBA WHALEN FINANCIAL (2026-03-09) · View brochure text
- ADV PART 2A- WHALEN WEALTH MANAGEMENT INC. DBA WHALEN FINANCIAL (2025-10-22) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗