Overview
- Headquarters
- Oklahoma City, OK
- Total Firm Assets
- $234 million
- Average High-Net-Worth Client Portfolio Size
- $1.9 million
- Stated Minimum Account Size
- $40,000
Fee Disclosure
Source: ADAPTATION FINANCIAL- ADV2A BROCHURE SEPT 2026 (2026-10-04)
· View brochure text
Latest filing: ADAPTATION WRAP BROCHURE-SEPT 2026 (2026-10-04)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $500,000 | 1.75% |
| $500,001 | $750,000 | 1.50% |
| $750,001 | $1,000,000 | 1.25% |
| $1,000,001 | $2,000,000 | 1.00% |
| $2,000,001 | $3,000,000 | 0.85% |
| $3,000,001 | $4,000,000 | 0.60% |
| $4,000,001 | and above | Negotiable |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $15,625 | 1.56% |
| $5 million | Negotiable | Negotiable |
| $10 million | Negotiable | Negotiable |
| $50 million | Negotiable | Negotiable |
| $100 million | Negotiable | Negotiable |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 44.12%
- Number of High-Net-Worth Clients
- 53
- Total Client Accounts
- 1,291
- Discretionary Accounts
- 1,291
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection, Educational Seminars
Regulatory Filings
- SEC CRD Number
- 309192
- ADAPTATION FINANCIAL- ADV2A BROCHURE SEPT 2026 (2026-10-04) (fee schedule source) · View brochure text
- ADAPTATION WRAP BROCHURE-SEPT 2026 (2026-10-04) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗