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ADV 2B - SCOTT DITTMER
Drawbridge Capital (CRD 128636), brochure dated July 1, 2026. Text extracted from the firm's SEC Form ADV Part 2 brochure.
View firm on SEC ↗ · Current Form ADV (PDF) ↗
Item 1 - Cover Page
Registered as: Drawbridge Capital, LLC | CRD No.128636
Doing Business As: Drawbridge Capital
Scott Dittmer
CRD No. 6395348
7134 South Yale Avenue – Suite 700 | Tulsa, Oklahoma
74136 (918) 493-4190 – Phone
(918) 493-6536 - fax
http://www.drawbridge.capital
June 2026
This brochure supplement provides information about your Investment Advisor Representative that
supplements the Drawbridge Capital disclosure brochure. You should have received a copy of that
brochure that describes the investment advisory services offered through Drawbridge Capital, an
investment advisor firm. Please contact Drawbridge Capital at the telephone number above if you did
not receive their brochure or if you have any questions about the contents of this supplement. Additional
information about your Investment Advisor Representative is available on the SEC’s website at
www.adviserinfo.sec.gov.
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Item 2 - Educational Background and Business Experience
This section of the brochure supplement includes the supervised person’s name, age (or year of birth),
formal education after high school, and business background (including an identification of the
specific positions held) for the preceding five years.
Scott Dittmer
Year of birth: 1970
Education
The following information details your Investment Advisor Representative’s formal education. If a
degree was attained, the type of the degree will be listed next to the name of the institution. If a degree
is not listed, the Investment Advisor Representative attended the institution but did not attain a degree.
University of Central Oklahoma, Bachelor of Science: Marketing
1993-1995
Independence Community College
1990-1992
Oklahoma State University
1988-1989
Business Experience
The following information details your Investment Advisor Representative’s business experience for
at least the past 5 years.
Drawbridge Capital; Investment Advisor Representative
December, 2023 – PRESENT
Regent Financial Services; Registered Representative
December, 2023 – PRESENT
Suntex Marinas-CrossTimbers; Circle of Boating Manager
March, 2022 – December, 2023
Thrivent Financial – Financial Advisor
February, 2015 – December, 2023
Professional Designations
The following provides information on professional designation(s) that your Investment
Advisor Representative earned.
Retirement Income Certified Professional® (“RICP”) – April 1, 2019
The RICP® designation from The American College of Financial Services and is an industry-
recognized mark of excellence. This is a voluntary designation; no federal or state law or regulation
requires representatives to hold this designation. To attain the right to use the RICP® designation, an
individual must satisfactorily fulfill the following requirements:
Experience – Three years professional experience in financial planning or related field.
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Licensing - Must have a sound record of business integrity with no suspension or revocation
of any professional designations or licenses. Must be in good standing with all licensing
bodies and organizations.
Training - The designation includes three required, college-level courses that represent a
total average study time of more than 150 hours that demonstrates a financial advisor’s
breadth and depth of knowledge in the area of retirement planning. This includes a
mastery of subjects, including incoming planning, life insurance, wealth transfer and
distribution planning, Social Security management, business succession, and long-term
care planning.
Continuing Education - Client-facing designees are required to complete 30 credit hours
of CE every two years.
Ethics Requirements - Agree to comply with The American College Code of Ethics and
Procedures.
Certification for Long Term Care® (CLTC) – May 28, 2020
The Certification in Long-Term Care® (CLTC) designation focuses on the discipline of
extended care planning. It provides professionals the critical tools necessary to discuss
the subject of longevity and its consequences on their client's family and finances.
Students learn how to mitigate these consequences by developing a plan to protect their
clients and their families.
Licensing - Must have a sound record of business integrity with no suspension or
revocation of any professional designations or licenses. Must be in good standing
with all licensing bodies and organizations.
Training – A candidate must complete either a two day in person Master class or
complete the eCLTC training program. The candidate also must pass the 100-
question test given by the CLTC institute.
Continuing Education - Designees must either complete the CLTC renewal
course or submit proof of completion of the state mandated Long-Term Care
training.
Ethics Requirements – Agree to comply with the CLTC Code of Professional
Responsibility.
Item 3 - Disciplinary Information
This section includes any legal or disciplinary events and material to a client's or prospective client's
evaluation of the supervised person.
There are no legal or disciplinary event(s) to disclose.
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Item 4 - Other Business Activities
This section includes any relationship between the advisory business and the supervised person’s
other financial industry activities that creates a material conflict of interest with clients and describes
the nature of the conflict and generally how it is addressed. If the supervised person is actively
engaged in any investment-related business or occupation, including if the supervised person is
registered, or has an application pending to register, as a broker-dealer, registered representative of a
broker-dealer, futures commission merchant (“FCM”), commodity pool operator (“CPO”), commodity
trading advisor (“CTA”), or an associated person of an FCM, CPO, or CTA, the business relationship,
if any, between the advisory business and the other business is disclosed below.
Insurance Licensed Registered Representative
Your Investment Advisor Representative is also a broker or registered representative of LPL
Financial and may receive commissions and other types of compensation for the sale of
securities. Your Investment Advisor Representative also may sell insurance and may receive
commissions for insurance product sales. The potential for the receipt of commissions may
give a broker an incentive to recommend investment or insurance products based on the
compensation received, rather than on the client's needs. However, your Investment Advisor
Representative may only recommend securities and insurance products that he believes are in
your best interests. If you have any questions regarding the compensation received when
recommending a product, you should ask your representative. You are under no obligation to
purchase investment or insurance products recommended through your Investment Advisor
Representative.
Insurance Agency:
Regent Financial Services, Inc is licensed as an independent insurance agency in the state of
Oklahoma. As such, the agency and its agents can be contracted or appointed with various life,
health, and disability insurance companies. To the extent that insurance products are
purchased through the insurance agency by advisory clients, the agency and its agents may be
paid a commission by the insurance company issuing the policy. This creates a conflict of
interest as the potential for receipt of commissions may give the incentive to recommend
insurance products based on the compensation received rather than on the client’s needs.
However, your Investment Advisor Representative may only recommend insurance products
that he believes are in your best interests. If you have any questions regarding the
compensation received when recommending a product, you should ask your Investment
Advisor Representative. You are under no obligation to purchase insurance products
recommended through your Investment Advisor Representative.
Item 5 - Additional Compensation
This section includes details regarding if someone who is not a client provides an economic benefit to
the supervised person for providing advisory services. For purposes of this Item, economic benefits
include sales awards and other prizes, but not the supervised person’s regular salary, if any.
Your Investment Advisor Representative may receive economic benefits from persons other
than clients in connection with advisory services. Your Investment Advisor Representative
provides services in an Asset Management account and may recommend mutual funds. Only
no-load and load-waived mutual funds are available to be purchased in such asset management
accounts.
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However, some of these mutual funds may pay distribution or service fees (e.g., 12b-1 fees)
payable to LPL Financial. However, when your Investment Advisor Representative provides
investment advisory services, it is as a fiduciary under the Investment Advisers Act and has a
duty to act in your best interest and to make full and fair disclosure to you of all material facts
and conflicts of interest. Your Investment Advisor Representative may receive compensation
from product sponsors. Compensation may include such items as gifts valued at less than
$300 annually, an occasional dinner or ticket to a sporting event, or reimbursement in
connection with educational or training events or marketing or advertising initiatives. Such
compensation may not be tied to the sale of any products. Your Investment Advisor
Representative receives compensation as a result of your participation in LPL Investment
Advisor Representative programs. LPL Financial shares a portion of the account fee you pay
with your advisor, which may be more than what would have been received at another
investment advisor firm. This compensation may also include other types of compensation,
such as bonuses, awards or other things of value offered by LPL Financial. LPL Financial
may pay your advisor in different ways, such as payments based on production, awards of
stock options to purchase shares of LPL Financials’ parent company, LPL Financial Holdings
Inc., reimbursement of fees that he may pay to LPL Financial for items such as administrative
services, and other things of value such as free or reduced-cost marketing materials, payments
in connection with the transition of association from another broker/dealer or investment
advisor firm to LPL Financial, advances of advisory fees, or attendance at LPL Financials’
national conference or top producer forums and events. LPL Financial may pay your advisor
this compensation based on his overall business production and/or on the amount of assets
serviced in LPL Investment Advisor Representative programs. Therefore, the amount of this
compensation may be more than what would be received if a client participated in other LPL
Financial programs, programs of other investment advisor firms or paid separately for
investment advice, brokerage and other client services. Therefore, your advisor may have a
financial incentive to recommend an advisory program over other programs and services.
However, your advisor may only recommend a program or service that is believed to be
appropriate for you.
Item 6 - Supervision
This section explains how Drawbridge Capital supervises the supervised person, including how the
advice the supervised person provided to clients is monitored.
Drawbridge Capital maintains a supervisory structure and system reasonably designed to
prevent violations of applicable rules and regulations. Your advisor’s securities-related
activities are supervised by an individual registered as a principal in accordance with FINRA
regulations. In addition, compliance staff uses tools that monitor the advisory services
provided by your Investment Advisor Representative, for example, with respect to asset
allocation, concentration, and account activity. The Chief Compliance Officer is responsible
for administering the Drawbridge Capital policies and procedures for investment advisory
activities and for regularly evaluating their effectiveness. The Chief Compliance Officer can
be reached at (918) 493-4190.
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