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PART 2B: BROCHURE SUPPLEMENT (NEIL M. KAY)
Old Vine Capital (CRD 305172), brochure dated July 28, 2026. Text extracted from the firm's SEC Form ADV Part 2 brochure.
View firm on SEC ↗ · Current Form ADV (PDF) ↗
Part 2B of Form ADV: Brochure Supplement
Neil M. Kay
Old Vine Capital, LLC
4800 Mirador Drive
Austin, TX 78735
Telephone: 415-990-1420
Email: neil@oldvinecapital.com
7/27/2026
This brochure supplement provides information about Neil M. Kay that supplements the Old
Vine Capital, LLC brochure. You should have received a copy of that brochure. Please
contact Neil M. Kay at 415-990-1420 if you did not receive Old Vine Capital, LLC's brochure
or if you have any questions about the contents of this supplement.
Additional information about Neil M. Kay is available on the SEC's website at
www.adviserinfo.sec.gov. You can search this site by a unique identifying number,
known as a CRD number. Mr. Kay's CRD number is 6101164.
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Item 2 Educational Background and Business Experience
Full Legal Name: Neil M. Kay Born: 1984
Education
• University of Texas at Austin, McCombs School of Business – Executive MBA Candidate,
Expected May 2027
• University of Texas at Austin; Bachelor of Business Administration, Finance; 2007
Business Experience
• Old Vine Capital; Founder & Managing Partner; from 09/2019 to Present
• Old Vine Capital Venture Allocation Fund, GP, LLC; Managing Member; 05/2024 to
Present
• John Hancock Advisers, LLC; Investment Adviser Representative; from 11/2018 to
05/2019
• John Hancock Investment Management Distributors LLC; Managing Director; from
04/2017 to 05/2019
• Hartford Funds Distributors, LLC; Director - Senior ETF Product Specialist; from 07/2016
to 04/2017
• ALPS Distributors, Inc.; Registered Representative; from 06/2015 to 07/2016
• Lattice Strategies LLC; Director - Director - ETF Distribution; from 06/2015 to 07/2016
• BlackRock Investments, LLC; Investment Management Associate; from 05/2013 to
05/2015
• Fisher Investments; Investment Counselor; from 07/2007 to 04/2013
Item 3 Disciplinary Information
Neil M. Kay has no reportable disciplinary history. Mr. Kay has never been involved in a
criminal or civil action in a domestic, foreign or military court of competent jurisdiction, an
administrative proceeding before the SEC, any other federal regulatory agency, any state
regulatory agency, or any foreign financial regulatory authority, and/or a self-regulatory
organization (SRO) proceeding.
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Item 4 Other Business Activities
A. Investment-Related Activities
Mr. Kay is the Managing Member of Old Vine Capital Venture Allocation Fund GP, LLC, which
serves as General Partner to Old Vine Capital Venture Allocation Fund, LP and OVC AI
Infrastructure Fund, LP (collectively, the “Funds”), private pooled investment vehicles advised by
Old Vine Capital, LLC.
Mr. Kay has an ownership interest in the Funds and may receive management fees and carried
interest in connection with their operations. Certain advisory clients may invest in the Funds.
This arrangement creates a conflict of interest because Mr. Kay has a financial incentive to
recommend the Funds to advisory clients. The Firm addresses this conflict through full disclosure,
suitability review, and client consent prior to any investment.
B. Non-Investment-Related Activities
Mr. Kay is the Managing Member of Villa Terra Bella, LLC and Texas Terra Bella, LLC,
entities that own and operate income-producing real estate.
These activities do not involve the provision of investment advisory services or securities
transactions for advisory clients. Mr. Kay devotes a portion of his time to these activities, and
such activities do not interfere with his responsibilities to advisory clients.
Item 5 Additional Compensation
Neil M. Kay does not receive any economic benefit from a non-advisory client for the
provision of advisory services.
Item 6 Supervision
We are required to explain how we supervise Neil Kay, including how we monitor the advice
Mr. Kay provides to you. Our firm has to provide the name, title and telephone number of
the person responsible for supervising Mr. Kay’s advisory activities on behalf of our firm.
Neil Kay is the sole investment adviser representative and Chief Compliance Officer and as
such has no internal supervision placed over him. He is, however bound by our firm’s Code
of Ethics. Please contact Mr. Kay if you have any questions about Mr. Kay’s Brochure
Supplement at 415-990-1420.
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Item 7 Requirements for State-Registered Advisers
A. Additional Disciplinary History
Neil M. Kay has no additional reportable disciplinary history.
B. Bankruptcy History
Neil M. Kay has not been the subject of a bankruptcy petition.
Mr. Kay has never been involved in an award or otherwise been found liable in an arbitration claim alleging
damages in excess of $2,500 and/or an award or otherwise being found liable in a civil, self-regulatory
organization, or administrative proceeding.
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